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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $75.0B AUM 4,271 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 261 New 1567 Added 2180 Reduced 224 Exited
Page 107 of 109  ·  2,180 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 PFO FLAHERTY & CRUMRINE PFD INCO Financial Services 11,154.0 $105K -210.0 -1.9% $9.45 -3.9%
2122 ABAT AMERICAN BATTERY TECHNOLOGY Basic Materials 30,768.0 $103K -112K -78.4% $3.34 -6.3%
2123 RR RICHTECH ROBOTICS INC Industrials 30,930.0 $100K -29K -48.8% $3.23 -12.4%
2124 HIMX HIMAX TECHNOLOGIES INC Technology 11,965.0 $98K -2K -11.5% $8.19 +152.5%
2125 PCM PCM FD INC Financial Services 15,041.0 $92K -288.0 -1.9% $6.14 -8.1%
2126 LAND GLADSTONE LD CORP Real Estate 10,019.0 $92K -10K -50.5% $9.15 +3.2%
2127 UMC UNITED MICROELECTRONICS CORP Technology 11,599.0 $91K -2K -16.6% $7.86 +117.9%
2128 FPH FIVE POINT HOLDINGS LLC Real Estate 16,102.0 $90K -777.0 -4.6% $5.59 -12.9%
2129 DNUT KRISPY KREME INC Consumer Defensive 21,237.0 $85K -3K -10.8% $4.02 -19.2%
2130 VIVOS THERAPEUTICS INC 40,500.0 $82K -500.0 -1.2% $2.03
2131 HIGHLAND OPPS & INCOME FD 13,550.0 $81K -582K -97.7% $5.98
2132 HRTX HERON THERAPEUTICS INC Healthcare 59,426.0 $77K -620.0 -1.0% $1.30 -34.6%
2133 BGS B & G FOODS INC NEW Consumer Defensive 17,005.0 $73K -9K -34.1% $4.30 -3.0%
2134 CRBU CARIBOU BIOSCIENCES INC Healthcare 45,908.0 $73K -1K -2.2% $1.59 +34.6%
2135 TPVG TRIPLEPOINT VENTURE GROWTH B Financial Services 10,972.0 $72K -3K -24.0% $6.54 -10.7%
2136 QTRX QUANTERIX CORP Healthcare 11,238.0 $71K -6K -35.6% $6.36 -56.8%
2137 PTEN PATTERSON-UTI ENERGY INC Energy 11,468.0 $70K -623.0 -5.2% $6.11 +98.4%
2138 EMPIRE ST RLTY OP L P 10,871.0 $69K -9K -46.2% $6.34
2139 MCN XAI MADISON EQUITY PREMIUM I Financial Services 11,474.0 $69K -3K -21.6% $6.00 -3.5%
2140 IMMX IMMIX BIOPHARMA INC Healthcare 12,380.0 $65K -4K -22.8% $5.23 +93.1%
Page 107 of 109  ·  2,180 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.8%
Financial Services 23.0%
Consumer Cyclical 9.4%
Industrials 7.7%
Healthcare 7.5%
Communication Services 7.5%
Consumer Defensive 5.0%
Energy 3.4%
Utilities 2.8%
Basic Materials 1.5%