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Portfolio (Quarterly) Guide ↗

INDEPENDENT FINANCIAL GROUP, LLC

· CIK 0000275484
13F Portfolio $4.5B AUM 1,447 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 153 New 602 Added 526 Reduced 111 Exited
Page 72 of 73  ·  1,447 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1421 FT FRANKLIN UNVL TR Financial Services 13,362.0 $107K 0.00% -5K -28.1% $8.01 -0.0%
1422 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 10,063.0 $104K 0.00% +63.0 +0.6% $10.38 -2.1%
1423 SLS SELLAS LIFE SCIENCES GROUP I Healthcare 23,250.0 $98K 0.00% $4.23 +70.2%
1424 ONDS ONDAS INC Technology 10,735.0 $97K 0.00% NEW $9.04 +12.0%
1425 AMERICAN BITCOIN CORP. 100,700.0 $93K 0.00% NEW $0.92
1426 ACHR ARCHER AVIATION INC Industrials 15,610.0 $81K 0.00% +700.0 +4.7% $5.17 +16.5%
1427 QUBT QUANTUM COMPUTING INC Technology 11,389.0 $78K 0.00% NEW $6.85 +45.4%
1428 MRCC MONROE CAP CORP Financial Services 15,869.0 $73K 0.00% -9K -35.0% $4.60 +10.4%
1429 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 14,900.0 $71K 0.00% -3K -16.8% $4.78 +10.0%
1430 ACP ABRDN INCOME CREDIT STRATEGI Financial Services 13,859.0 $71K 0.00% -3K -18.0% $5.10 +4.9%
1431 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 13,893.0 $66K 0.00% -254.0 -1.8% $4.75 +9.6%
1432 LITHIUM AMERS CORP NEW 16,553.0 $65K 0.00% +2K +12.9% $3.95
1433 AQST AQUESTIVE THERAPEUTICS INC Healthcare 15,750.0 $65K 0.00% -6K -26.6% $4.15 -2.7%
1434 TMC TMC THE METALS COMPANY INC Basic Materials 13,788.0 $64K 0.00% +2K +17.5% $4.67 +14.4%
1435 NIO NIO INC Consumer Cyclical 10,374.0 $63K 0.00% -2K -19.4% $6.03 -2.0%
1436 DATAVAULT AI INC 99,000.0 $61K 0.00% $0.62
1437 PLUG PLUG PWR INC Industrials 23,689.0 $54K 0.00% $2.26 +57.1%
1438 EDIT EDITAS MEDICINE INC Healthcare 20,410.0 $50K 0.00% +5K +32.5% $2.47 +6.5%
1439 XXRP LISTED FDS TR 11,105.0 $43K 0.00% NEW $3.84 +1.6%
1440 MNKD MANNKIND CORP Healthcare 12,720.0 $31K 0.00% $2.45 +27.8%
Page 72 of 73  ·  1,447 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.1%
Consumer Cyclical 8.1%
Communication Services 7.6%
Industrials 4.6%
Consumer Defensive 3.9%
Healthcare 3.6%
Real Estate 3.5%
Energy 3.1%
Basic Materials 1.8%