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Portfolio (Quarterly) Guide ↗

INDEPENDENT FINANCIAL GROUP, LLC

· CIK 0000275484
13F Portfolio $4.5B AUM 1,447 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 153 New 602 Added 526 Reduced 111 Exited
Page 71 of 73  ·  1,447 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 QS QUANTUMSCAPE CORP Consumer Cyclical 21,925.0 $140K 0.00% -2K -7.5% $6.38 +18.3%
1402 CRGY CRESCENT ENERGY COMPANY Energy 10,200.0 $138K 0.00% NEW $13.50 -3.1%
1403 TSSI TSS INC DEL Technology 10,300.0 $134K 0.00% NEW $13.01 -16.2%
1404 FVRR FIVERR INTL LTD Communication Services 13,325.0 $134K 0.00% NEW $10.02 +7.2%
1405 NVTS NAVITAS SEMICONDUCTOR CORP Technology 14,787.0 $130K 0.00% NEW $8.77 +131.2%
1406 MHD BLACKROCK MUNIHOLDINGS FD IN Financial Services 11,427.0 $129K 0.00% NEW $11.28 +1.8%
1407 PATH UIPATH INC Technology 11,474.0 $127K 0.00% NEW $11.10 -6.9%
1408 SBET SHARPLINK INC Financial Services 19,731.0 $127K 0.00% -7K -25.0% $6.45 -0.1%
1409 SGHC SUPER GROUP SGHC LIMITED Consumer Cyclical 11,768.0 $127K 0.00% NEW $10.80 +21.3%
1410 CERT CERTARA INC Healthcare 21,846.0 $125K 0.00% NEW $5.70 -19.1%
1411 VCV INVESCO CALIF VALUE MUN INCO Financial Services 11,784.0 $123K 0.00% NEW $10.44 +1.4%
1412 ARI APOLLO COML REAL ESTATE FIN Real Estate 11,650.0 $123K 0.00% -400.0 -3.3% $10.56 +2.5%
1413 MPT MEDICAL PROPERTIES TRUST INC Financial Services 26,170.0 $121K 0.00% +3K +11.9% $4.63 +9.2%
1414 CMPX COMPASS THERAPEUTICS INC Healthcare 22,779.0 $121K 0.00% $5.29 -64.2%
1415 EOSE EOS ENERGY ENTERPRISES INC Industrials 24,206.0 $120K 0.00% +3K +11.8% $4.96 +50.4%
1416 NKX NUVEEN CALIF AMT FREE MUNI I Financial Services 10,000.0 $119K 0.00% $11.90 +4.2%
1417 NWL NEWELL BRANDS INC Consumer Defensive 34,650.0 $119K 0.00% +1K +4.0% $3.43 +10.8%
1418 CHY CALAMOS CONV & HIGH INCOME F Financial Services 10,767.0 $117K 0.00% $10.89 +13.0%
1419 HIMX HIMAX TECHNOLOGIES INC Technology 14,500.0 $114K 0.00% $7.87 +132.0%
1420 PUTNAM ETF TRUST 12,063.0 $108K 0.00% $8.97
Page 71 of 73  ·  1,447 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.1%
Consumer Cyclical 8.1%
Communication Services 7.6%
Industrials 4.6%
Consumer Defensive 3.9%
Healthcare 3.6%
Real Estate 3.5%
Energy 3.1%
Basic Materials 1.8%