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Portfolio (Quarterly) Guide ↗

INDEPENDENT FINANCIAL GROUP, LLC

· CIK 0000275484
13F Portfolio $4.5B AUM 1,447 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 153 New 602 Added 526 Reduced 111 Exited
Page 70 of 73  ·  1,447 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1381 AIT APPLIED INDL TECHNOLOGIES IN Industrials 754.0 $200K 0.00% -33.0 -4.2% $265.32 +15.9%
1382 FPEI FIRST TR EXCH TRADED FD III 10,467.0 $199K 0.00% NEW $19.00 +1.1%
1383 DDTJ INNOVATOR ETFS TRUST 10,600.0 $197K 0.00% NEW $18.57 +6.9%
1384 FRANKLIN XRP TRUST 13,444.0 $196K 0.00% -12K -46.2% $14.59
1385 BIT BLACKROCK MULTI SECTOR INC T Financial Services 15,422.0 $193K 0.00% $12.52 -1.8%
1386 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 22,647.0 $191K 0.00% $8.45 +23.6%
1387 ETHA ISHARES ETHEREUM TR Financial Services 11,453.0 $181K 0.00% -25K -68.6% $15.83 +0.1%
1388 PCT PURECYCLE TECHNOLOGIES INC Industrials 34,929.0 $181K 0.00% -3K -7.3% $5.19 +150.3%
1389 HPK HIGHPEAK ENERGY INC Energy 26,000.0 $179K 0.00% NEW $6.90 +4.1%
1390 CIM CHIMERA INVT CORP Real Estate 14,063.0 $176K 0.00% -5K -27.7% $12.55 +5.0%
1391 PALLADYNE AI CORP 28,653.0 $174K 0.00% NEW $6.07
1392 PUTNAM ETF TRUST 15,073.0 $174K 0.00% NEW $11.53
1393 PHK PIMCO HIGH INCOME FD Financial Services 37,442.0 $173K 0.00% -3K -7.4% $4.63 -3.2%
1394 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 47,658.0 $172K 0.00% $3.61 +9.3%
1395 MSD MORGAN STANLEY EMKT DBT FD I Financial Services 23,624.0 $166K 0.00% +11K +90.5% $7.02 +4.2%
1396 TDAY USA TODAY CO INC Communication Services 23,500.0 $166K 0.00% -10K -29.9% $7.05 +6.5%
1397 HIGHLAND OPPS & INCOME FD 28,630.0 $163K 0.00% +272.0 +1.0% $5.71
1398 SPXX NUVEEN S&P 500 DYNAMIC OVERW Financial Services 10,116.0 $163K 0.00% NEW $16.07 +10.1%
1399 SOUN SOUNDHOUND AI INC Technology 23,293.0 $160K 0.00% +6K +32.2% $6.87 +20.1%
1400 EFR EATON VANCE SR FLTNG RTE TR Financial Services 13,427.0 $142K 0.00% -354.0 -2.6% $10.54 -1.4%
Page 70 of 73  ·  1,447 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.1%
Consumer Cyclical 8.1%
Communication Services 7.6%
Industrials 4.6%
Consumer Defensive 3.9%
Healthcare 3.6%
Real Estate 3.5%
Energy 3.1%
Basic Materials 1.8%