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Portfolio (Quarterly) Guide ↗

INDEPENDENT FINANCIAL GROUP, LLC

· CIK 0000275484
13F Portfolio $4.5B AUM 1,447 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 153 New 602 Added 526 Reduced 111 Exited
Page 55 of 73  ·  1,447 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 GSK GSK PLC Healthcare 6,445.0 $356K 0.01% -955.0 -12.9% $55.19 -7.4%
1082 ALLY ALLY FINL INC Financial Services 9,061.0 $355K 0.01% NEW $39.23 +5.2%
1083 WEC WEC ENERGY GROUP INC Utilities 3,067.0 $355K 0.01% +76.0 +2.5% $115.76 -3.9%
1084 GAIN GLADSTONE INVT CORP Financial Services 24,978.0 $355K 0.01% -12K -32.0% $14.20 +14.3%
1085 SCHB SCHWAB STRATEGIC TR 14,080.0 $353K 0.01% -450.0 -3.1% $25.10 +12.7%
1086 CTNM CONTINEUM THERAPEUTICS INC Healthcare 27,021.0 $353K 0.01% $13.06 -0.8%
1087 PACER FDS TR 10,067.0 $353K 0.01% +962.0 +10.6% $35.03
1088 INNOVATOR ETFS TRUST 13,500.0 $352K 0.01% $26.10
1089 CEF SPROTT ASSET MANAGEMENT LP Financial Services 7,365.0 $351K 0.01% -568.0 -7.2% $47.72 -1.3%
1090 KHC KRAFT HEINZ CO Consumer Defensive 15,592.0 $351K 0.01% +817.0 +5.5% $22.49 +3.6%
1091 CGMS CAPITAL GRP FIXED INCM ETF T 12,845.0 $350K 0.01% -2K -11.1% $27.23 +0.1%
1092 SNPS SYNOPSYS INC Technology 882.0 $350K 0.01% -1K -54.2% $396.48 +25.1%
1093 TT TRANE TECHNOLOGIES PLC Industrials 839.0 $350K 0.01% +37.0 +4.6% $416.74 +8.7%
1094 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 28,333.0 $349K 0.01% +247.0 +0.9% $12.33 -1.4%
1095 XHB SPDR SERIES TRUST 3,535.0 $349K 0.01% -169.0 -4.6% $98.73 -3.8%
1096 SPGI S&P GLOBAL INC Financial Services 817.0 $348K 0.01% +78.0 +10.6% $425.46 -2.8%
1097 MARW AIM ETF PRODUCTS TRUST 10,179.0 $347K 0.01% +3K +37.7% $34.09 +4.9%
1098 SDIV GLOBAL X FDS 13,685.0 $346K 0.01% +794.0 +6.2% $25.26 -0.2%
1099 SHM SPDR SERIES TRUST 7,227.0 $346K 0.01% +443.0 +6.5% $47.83 -0.4%
1100 GALAXY DIGITAL INC. 18,700.0 $345K 0.01% +3K +18.3% $18.45
Page 55 of 73  ·  1,447 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.1%
Consumer Cyclical 8.1%
Communication Services 7.6%
Industrials 4.6%
Consumer Defensive 3.9%
Healthcare 3.6%
Real Estate 3.5%
Energy 3.1%
Basic Materials 1.8%