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Portfolio (Quarterly) Guide ↗

INDEPENDENT FINANCIAL GROUP, LLC

· CIK 0000275484
13F Portfolio $4.5B AUM 1,447 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 153 New 602 Added 526 Reduced 111 Exited
Page 27 of 27  ·  526 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 MRCC MONROE CAP CORP Financial Services 15,869.0 $73K 0.00% -9K -35.0% $4.60 +10.4%
522 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 14,900.0 $71K 0.00% -3K -16.8% $4.78 +10.0%
523 ACP ABRDN INCOME CREDIT STRATEGI Financial Services 13,859.0 $71K 0.00% -3K -18.0% $5.10 +4.9%
524 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 13,893.0 $66K 0.00% -254.0 -1.8% $4.75 +9.6%
525 AQST AQUESTIVE THERAPEUTICS INC Healthcare 15,750.0 $65K 0.00% -6K -26.6% $4.15 -2.7%
526 NIO NIO INC Consumer Cyclical 10,374.0 $63K 0.00% -2K -19.4% $6.03 -2.0%
Page 27 of 27  ·  526 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.1%
Consumer Cyclical 8.1%
Communication Services 7.6%
Industrials 4.6%
Consumer Defensive 3.9%
Healthcare 3.6%
Real Estate 3.5%
Energy 3.1%
Basic Materials 1.8%