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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 7 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 VYMI VANGUARD WHITEHALL FDS 111,992.0 $10.1M 0.16% +3K +2.9% $90.00 +9.6%
122 PLTR PALANTIR TECHNOLOGIES INC Technology 56,675.0 $10.1M 0.15% +5K +8.8% $177.75 -24.0%
123 HD HOME DEPOT INC Consumer Cyclical 29,224.0 $10.1M 0.15% -834.0 -2.8% $344.11 -12.9%
124 IJH ISHARES TR 151,349.0 $10.0M 0.15% +3K +2.2% $66.00 +8.3%
125 FELG FIDELITY COVINGTON TRUST 238,138.0 $9.9M 0.15% +18K +8.2% $41.70 +4.5%
126 APMU TRUST FOR PROFESSIONAL MANAG 390,984.0 $9.8M 0.15% +91K +30.1% $25.09 -1.5%
127 RDVY FIRST TR EXCHANGE TRADED FD 141,052.0 $9.8M 0.15% +10K +7.4% $69.47 +5.5%
128 EFAV ISHARES TR 113,406.0 $9.8M 0.15% -3K -2.3% $86.25 +6.2%
129 GS GOLDMAN SACHS GROUP INC Financial Services 11,032.0 $9.7M 0.15% +1K +11.2% $878.97 +7.7%
130 KO COCA COLA CO Consumer Defensive 137,974.0 $9.6M 0.15% +7K +5.5% $69.91 +16.1%
131 XMMO INVESCO EXCHANGE TRADED FD T 69,627.0 $9.6M 0.15% +6K +9.9% $138.46 +14.9%
132 CGHM CAPITAL GRP FIXED INCM ETF T 378,269.0 $9.6M 0.15% +113K +42.8% $25.48 -0.5%
133 VTIP VANGUARD MALVERN FDS 194,851.0 $9.6M 0.15% +10K +5.3% $49.46 +1.7%
134 VB VANGUARD INDEX FDS 37,145.0 $9.6M 0.15% +859.0 +2.4% $257.95 +8.2%
135 IGF ISHARES TR 154,188.0 $9.5M 0.15% -3K -1.9% $61.36 +8.8%
136 MUB ISHARES TR 88,265.0 $9.5M 0.15% +11K +13.9% $107.11 -1.3%
137 FENI FIDELITY COVINGTON TRUST 256,853.0 $9.4M 0.14% +41K +18.8% $36.58 +7.0%
138 PSET PRINCIPAL EXCHANGE TRADED FD 122,263.0 $9.3M 0.14% -245K -66.7% $76.30 -2.8%
139 TJX TJX COS INC NEW Consumer Cyclical 60,498.0 $9.3M 0.14% +9K +18.3% $153.61 -2.2%
140 EATON VANCE TAX-MANAGED BUY- 643,122.0 $9.2M 0.14% -10K -1.5% $14.36
Page 7 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%