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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 19 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 GRNY TIDAL TRUST I 114,943.0 $2.8M 0.04% +24K +26.7% $24.76 +8.3%
362 TUA SIMPLIFY EXCHANGE TRADED FUN 129,655.0 $2.8M 0.04% +26K +25.1% $21.90 -5.9%
363 GD GENERAL DYNAMICS CORP Industrials 8,381.0 $2.8M 0.04% +662.0 +8.6% $336.66 +1.0%
364 BUFB INNOVATOR ETFS TRUST 76,804.0 $2.8M 0.04% +15K +23.8% $36.63 +6.1%
365 BBVA BANCO BILBAO VIZCAYA ARGENTA Financial Services 120,508.0 $2.8M 0.04% +15K +13.8% $23.31 -2.5%
366 BA BOEING CO Industrials 12,894.0 $2.8M 0.04% -764.0 -5.6% $217.12 +2.3%
367 HON HONEYWELL INTL INC Industrials 14,324.0 $2.8M 0.04% -4K -23.5% $195.08 +11.3%
368 JUST GOLDMAN SACHS ETF TR 28,875.0 $2.8M 0.04% +2K +9.0% $96.70 +9.5%
369 POCT INNOVATOR ETFS TRUST 63,504.0 $2.8M 0.04% -60K -48.7% $43.92 +4.5%
370 QTUM ETF SER SOLUTIONS 25,432.0 $2.8M 0.04% +2K +8.8% $109.66 +32.6%
371 GM GENERAL MTRS CO Consumer Cyclical 34,286.0 $2.8M 0.04% +6K +19.5% $81.32 -10.7%
372 COP CONOCOPHILLIPS Energy 29,736.0 $2.8M 0.04% +606.0 +2.1% $93.61 +33.0%
373 FIDELITY COVINGTON TRUST 36,902.0 $2.7M 0.04% +20K +124.2% $74.28
374 VBR VANGUARD INDEX FDS 12,929.0 $2.7M 0.04% +543.0 +4.4% $211.80 +8.5%
375 WELL WELLTOWER INC Real Estate 14,641.0 $2.7M 0.04% +4K +35.0% $185.62 +17.4%
376 TMUS T-MOBILE US INC Communication Services 13,318.0 $2.7M 0.04% -1K -9.0% $203.03 -4.7%
377 EME EMCOR GROUP INC Industrials 4,413.0 $2.7M 0.04% +199.0 +4.7% $611.80 +39.6%
378 CLS CELESTICA INC Technology 9,122.0 $2.7M 0.04% -3K -23.5% $295.61 +14.7%
379 UNILEVER PLC 41,182.0 $2.7M 0.04% NEW $65.40
380 NVT NVENT ELECTRIC PLC Industrials 26,354.0 $2.7M 0.04% +3K +14.5% $101.97 +55.2%
Page 19 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%