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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 7 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IJH ISHARES TR 148,156.0 $9.7M 0.16% NEW $65.26 +11.6%
122 IGF ISHARES TR 157,205.0 $9.6M 0.16% NEW $61.12 +9.9%
123 PLTR PALANTIR TECHNOLOGIES INC Technology 52,081.0 $9.5M 0.16% NEW $182.42 -25.9%
124 VTIP VANGUARD MALVERN FDS 184,968.0 $9.4M 0.15% NEW $50.63 -0.7%
125 EATON VANCE TAX-MANAGED BUY- 652,755.0 $9.3M 0.15% NEW $14.25
126 VB VANGUARD INDEX FDS 36,286.0 $9.2M 0.15% NEW $254.28 +12.0%
127 VYMI VANGUARD WHITEHALL FDS 108,865.0 $9.2M 0.15% NEW $84.68 +17.9%
128 RTX RTX CORPORATION Industrials 54,444.0 $9.1M 0.15% NEW $167.33 +4.3%
129 CGGO CAPITAL GROUP GBL GROWTH EQT 265,658.0 $9.1M 0.15% NEW $34.17 +14.6%
130 FELG FIDELITY COVINGTON TRUST 220,170.0 $9.1M 0.15% NEW $41.12 +7.1%
131 COWZ PACER FDS TR 156,746.0 $9.0M 0.15% NEW $57.47 +10.5%
132 RDVY FIRST TR EXCHANGE TRADED FD 131,299.0 $8.8M 0.14% NEW $67.26 +11.0%
133 CRM SALESFORCE INC Technology 36,692.0 $8.7M 0.14% NEW $237.00 -24.3%
134 KO COCA COLA CO Consumer Defensive 130,739.0 $8.7M 0.14% NEW $66.32 +23.5%
135 AMAT APPLIED MATLS INC Technology 42,346.0 $8.7M 0.14% NEW $204.74 +108.5%
136 VYM VANGUARD WHITEHALL FDS 61,183.0 $8.6M 0.14% NEW $140.95 +11.2%
137 XMMO INVESCO EXCHANGE TRADED FD T 63,348.0 $8.6M 0.14% NEW $135.23 +20.2%
138 USMV ISHARES TR 89,691.0 $8.5M 0.14% NEW $95.14 +0.8%
139 DIS DISNEY WALT CO Communication Services 74,397.0 $8.5M 0.14% NEW $114.50 -10.7%
140 CAFX PROFESIONALLY MANAGED PORTFO 336,044.0 $8.4M 0.14% NEW $25.02 -1.4%
Page 7 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%