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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 37 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 NEMD NEUBERGER BERMAN ETF TRUST 16,602.0 $846K 0.01% NEW $50.96 +3.4%
722 SHEL SHELL PLC Energy 11,784.0 $843K 0.01% NEW $71.53 +21.2%
723 BIO BIO RAD LABS INC Healthcare 2,999.0 $841K 0.01% NEW $280.39 +2.3%
724 NFG NATIONAL FUEL GAS CO Energy 9,023.0 $833K 0.01% NEW $92.37 -12.0%
725 SPDW SPDR INDEX SHS FDS 19,457.0 $833K 0.01% NEW $42.79 +17.6%
726 VOOV VANGUARD ADMIRAL FDS INC 4,167.0 $831K 0.01% NEW $199.48 +9.4%
727 CACI CACI INTL INC Technology 1,661.0 $828K 0.01% NEW $498.78 -1.7%
728 LHX L3HARRIS TECHNOLOGIES INC Industrials 2,705.0 $826K 0.01% NEW $305.43 +0.3%
729 PCAR PACCAR INC Industrials 8,389.0 $825K 0.01% NEW $98.32 +11.2%
730 FESM FIDELITY COVINGTON TRUST 22,520.0 $823K 0.01% NEW $36.56 +21.5%
731 VONG VANGUARD SCOTTSDALE FDS 6,827.0 $823K 0.01% NEW $120.50 +6.5%
732 AGNC AGNC INVT CORP Real Estate 83,925.0 $822K 0.01% NEW $9.79 +4.8%
733 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 4,869.0 $820K 0.01% NEW $168.47 -10.1%
734 SPSB SPDR SERIES TRUST 27,030.0 $819K 0.01% NEW $30.29 -1.0%
735 DFP FLAHERTY &CRUMRINE DYNAMIC Financial Services 37,777.0 $817K 0.01% NEW $21.64 -6.2%
736 WDC WESTERN DIGITAL CORP Technology 6,804.0 $817K 0.01% NEW $120.05 +282.9%
737 CEFS EXCHANGE LISTED FDS TR 35,529.0 $809K 0.01% NEW $22.77 +9.8%
738 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 20,591.0 $807K 0.01% NEW $39.19 -16.3%
739 GIL GILDAN ACTIVEWEAR INC Consumer Cyclical 13,955.0 $807K 0.01% NEW $57.80 +0.6%
740 GOAU ETF SER SOLUTIONS 20,015.0 $805K 0.01% NEW $40.22 +3.6%
Page 37 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%