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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 171 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3401 VKTX VIKING THERAPEUTICS INC Healthcare 39.0 $1K NEW $26.28 +9.2%
3402 XHE SPDR SERIES TRUST 13.0 $1K NEW $78.77 +0.7%
3403 XNET XUNLEI LTD Communication Services 107.0 $1K NEW $9.57 -40.4%
3404 CCS CENTURY CMNTYS INC Consumer Cyclical 16.0 $1K NEW $63.38 -23.6%
3405 INNOVATOR ETFS TRUST 35.0 $1K NEW $28.94
3406 WKC WORLD KINECT CORPORATION Energy 39.0 $1K NEW $25.95 +12.3%
3407 SNAP SNAP INC Communication Services 131.0 $1K NEW $7.71 -26.5%
3408 EMBC EMBECTA CORP Healthcare 71.0 $1K NEW $14.11 -79.5%
3409 OSG AMBAC FINL GROUP INC Financial Services 120.0 $1K NEW $8.34 -30.1%
3410 BTU PEABODY ENERGY CORP Energy 37.0 $981.0 NEW $26.51 -10.5%
3411 SOLESENCE INC 300.0 $966.0 NEW $3.22
3412 OSCR OSCAR HEALTH INC Healthcare 51.0 $965.0 NEW $18.92 +33.7%
3413 DISV DIMENSIONAL ETF TRUST 27.0 $964.0 NEW $35.70 +16.5%
3414 PFS PROVIDENT FINL SVCS INC Financial Services 50.0 $964.0 NEW $19.28 +12.7%
3415 CENTRAIS ELETRICAS BRASILEIR 97.0 $962.0 NEW $9.92
3416 TDW TIDEWATER INC NEW Energy 18.0 $960.0 NEW $53.33 +59.9%
3417 CODI COMPASS DIVERSIFIED Industrials 144.0 $953.0 NEW $6.62 +81.6%
3418 NEOG NEOGEN CORP Healthcare 166.0 $948.0 NEW $5.71 +49.9%
3419 SRI STONERIDGE INC Consumer Cyclical 124.0 $945.0 NEW $7.62 -12.0%
3420 IREN IREN LIMITED Financial Services 20.0 $939.0 NEW $46.95 +7.5%
Page 171 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%