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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 136 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2701 DVYE ISHARES INC 350.0 $10K NEW $29.69 +15.4%
2702 STN STANTEC INC Industrials 96.0 $10K NEW $107.80 -28.7%
2703 SXT SENSIENT TECHNOLOGIES CORP Basic Materials 110.0 $10K NEW $93.85 +21.6%
2704 PECO PHILLIPS EDISON &CO INC Real Estate 300.0 $10K NEW $34.33 +18.1%
2705 ACRE ARES COML REAL ESTATE CORP Real Estate 2,270.0 $10K NEW $4.51 +8.2%
2706 HP HELMERICH &PAYNE INC Energy 462.0 $10K NEW $22.09 +79.3%
2707 ABCB AMERIS BANCORP Financial Services 139.0 $10K NEW $73.31 +15.6%
2708 BKU BANKUNITED INC Financial Services 267.0 $10K NEW $38.16 +21.4%
2709 XAI OCTAGN FLT RAT &ALT INM 1,919.0 $10K NEW $5.30
2710 IDEC INNOVATOR ETFS TRUST 327.0 $10K NEW $31.07 +9.3%
2711 WD WALKER &DUNLOP INC Financial Services 121.0 $10K NEW $83.62 -40.5%
2712 PPTA PERPETUA RESOURCES CORP Basic Materials 500.0 $10K NEW $20.23 +36.0%
2713 SNOV FIRST TR EXCHNG TRADED FD VI 409.0 $10K NEW $24.72 +6.9%
2714 CSWC CAPITAL SOUTHWEST CORP Financial Services 462.0 $10K NEW $21.86 +5.6%
2715 PNNT PENNANTPARK INVT CORP Financial Services 1,500.0 $10K NEW $6.71 -42.9%
2716 BEKE KE HLDGS INC Real Estate 529.0 $10K NEW $19.00 -11.1%
2717 HYS PIMCO ETF TR 105.0 $10K NEW $95.68 -2.3%
2718 EWC ISHARES INC 198.0 $10K NEW $50.55 +15.9%
2719 EFT EATON VANCE FLTING RATE INC Financial Services 850.0 $10K NEW $11.77 -7.7%
2720 BRSP BRIGHTSPIRE CAPITAL INC Real Estate 1,840.0 $10K NEW $5.43 +5.0%
Page 136 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%