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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 75 of 120  ·  2,399 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1481 AA ALCOA CORP Basic Materials 239 $8K SOLD
1482 RKT ROCKET COS INC Financial Services 403 $8K SOLD
1483 WF WOORI FINL GROUP INC Financial Services 139 $8K SOLD
1484 DIOD DIODES INC Technology 146 $8K SOLD
1485 FFBC FIRST FINL BANCORP OH Financial Services 307 $8K SOLD
1486 LEVI LEVI STRAUSS &CO NEW Consumer Cyclical 332 $8K SOLD
1487 INNOVATOR ETFS TRUST 308 $8K SOLD
1488 OTTR OTTER TAIL CORP Utilities 94 $8K SOLD
1489 SRVR PACER FDS TR 242 $8K SOLD
1490 LTPZ PIMCO ETF TR 144 $8K SOLD
1491 KBWP INVESCO EXCH TRADED FD TR II 62 $8K SOLD
1492 DWM WISDOMTREE TR 115 $8K SOLD
1493 FOXY SIMPLIFY EXCHANGE TRADED FUN 275 $8K SOLD
1494 EWO ISHARES INC 244 $8K SOLD
1495 CBZ CBIZ INC Industrials 142 $8K SOLD
1496 GXO GXO LOGISTICS INCORPORATED Industrials 142 $8K SOLD
1497 RCI ROGERS COMMUNICATIONS INC Communication Services 217 $7K SOLD
1498 PRGS PROGRESS SOFTWARE CORP Technology 170 $7K SOLD
1499 WSC WILLSCOT HLDGS CORP Industrials 353 $7K SOLD
1500 TESL SIMPLIFY EXCHANGE TRADED FUN 250 $7K SOLD
Page 75 of 120  ·  2,399 positions
Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%