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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 70 of 120  ·  2,399 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1381 ABCB AMERIS BANCORP Financial Services 139 $10K SOLD
1382 BKU BANKUNITED INC Financial Services 267 $10K SOLD
1383 XAI OCTAGN FLT RAT &ALT INM 1,919 $10K SOLD
1384 IDEC INNOVATOR ETFS TRUST 327 $10K SOLD
1385 WD WALKER &DUNLOP INC Financial Services 121 $10K SOLD
1386 PPTA PERPETUA RESOURCES CORP Basic Materials 500 $10K SOLD
1387 SNOV FIRST TR EXCHNG TRADED FD VI 409 $10K SOLD
1388 CSWC CAPITAL SOUTHWEST CORP Financial Services 462 $10K SOLD
1389 PNNT PENNANTPARK INVT CORP Financial Services 1,500 $10K SOLD
1390 BEKE KE HLDGS INC Real Estate 529 $10K SOLD
1391 HYS PIMCO ETF TR 105 $10K SOLD
1392 EWC ISHARES INC 198 $10K SOLD
1393 EFT EATON VANCE FLTING RATE INC Financial Services 850 $10K SOLD
1394 BRSP BRIGHTSPIRE CAPITAL INC Real Estate 1,840 $10K SOLD
1395 FORMULA SYSTEMS 1985 LTD 71 $10K SOLD
1396 WINA WINMARK CORP Consumer Cyclical 20 $10K SOLD
1397 SMOG VANECK ETF TRUST 78 $10K SOLD
1398 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 1,432 $10K SOLD
1399 OPLN OPENLANE INC Consumer Cyclical 342 $10K SOLD
1400 NXTG FIRST TR EXCHANGE-TRADED FD 95 $10K SOLD
Page 70 of 120  ·  2,399 positions
Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%