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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 16 of 120  ·  2,399 positions
# Ticker Company Sector Shares Value ↓ % Port Status
301 DOW DOW INC Basic Materials 4,388 $101K 0.00% SOLD
302 ROKU ROKU INC Communication Services 1,002 $100K 0.00% SOLD
303 HMC HONDA MOTOR LTD Consumer Cyclical 3,252 $100K 0.00% SOLD
304 BIIB BIOGEN INC Healthcare 711 $100K 0.00% SOLD
305 FTXN FIRST TR EXCHANGE TRADED FD 3,484 $99K 0.00% SOLD
306 BKAG BNY MELLON ETF TRUST 2,326 $99K 0.00% SOLD
307 PINS PINTEREST INC Communication Services 3,073 $99K 0.00% SOLD
308 ISHARES TR 4,253 $99K 0.00% SOLD
309 DXPE DXP ENTERPRISES INC Industrials 829 $99K 0.00% SOLD
310 UBSI UNITED BANKSHARES INC WEST V Financial Services 2,641 $98K 0.00% SOLD
311 NUVEEN REAL ASSET INCOME &G 6,888 $98K 0.00% SOLD
312 SOUN SOUNDHOUND AI INC Technology 6,102 $98K 0.00% SOLD
313 MIDD MIDDLEBY CORP Industrials 735 $98K 0.00% SOLD
314 INCE FRANKLIN TEMPLETON ETF TR 1,641 $97K 0.00% SOLD
315 OAIM UNIFIED SER TR 2,403 $97K 0.00% SOLD
316 FIDI FIDELITY COVINGTON TRUST 3,926 $96K 0.00% SOLD
317 JHMD JOHN HANCOCK EXCHANGE TRADED 2,400 $96K 0.00% SOLD
318 MTZ MASTEC INC Industrials 450 $96K 0.00% SOLD
319 MTD METTLER TOLEDO INTERNATIONAL Healthcare 78 $96K 0.00% SOLD
320 XLB SELECT SECTOR SPDR TR 1,064 $95K 0.00% SOLD
Page 16 of 120  ·  2,399 positions
Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%