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Portfolio (Quarterly) Guide ↗

BANK OF NOVA SCOTIA

· CIK 0000009631
13F Portfolio $57.2B AUM 1,391 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 354 Added 537 Reduced 161 Exited
Page 52 of 54  ·  1,073 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 BLD TOPBUILD COR Industrials 616.0 $216K NEW $351.30 +17.6%
1022 DLB DOLBY LABORATORIES INC Technology 3,599.0 $216K -2K -40.6% $60.08 -9.6%
1023 RLMD RELMADA THERAPEUTICS INC Healthcare 30,600.0 $213K NEW $6.96 +6.6%
1024 ALXO ALX ONCOLOGY HLDGS INC Healthcare 105,858.0 $212K $2.00 +1.2%
1025 NVS NOVARTIS AG Healthcare 1,386.0 $212K -2K -56.6% $152.75 -2.0%
1026 PURR HYPERLIQUID STRATEGIES INC Basic Materials 39,800.0 $204K NEW $5.12 +39.5%
1027 AFRM AFFIRM HLDGS INC Technology 4,421.0 $203K -11K -71.4% $45.82 +43.6%
1028 IWM PUT ISHARES TR 800.0 $198K NEW $248.00 +11.9%
1029 MRCC MONROE CAP CORP Financial Services 42,104.0 $194K NEW $4.60 +10.4%
1030 UNH PUT UNITEDHEALTH GROUP INC Healthcare 700.0 $189K -50.0 -6.7% $270.59 +47.5%
1031 SMCI PUT SUPER MICRO COMPUTER INC Technology 8,000.0 $182K -6K -40.7% $22.77 +45.1%
1032 BIOA BIOAGE LABS INC Healthcare 10,300.0 $180K NEW $17.49 +1.0%
1033 TLT PUT ISHARES TR 2,000.0 $173K $86.69 -3.5%
1034 KODK EASTMAN KODAK CO Industrials 18,495.0 $167K +4K +30.1% $9.05 +4.8%
1035 PSN PUT PARSONS CORP DEL Industrials 3,007.0 $163K +1K +49.8% $54.17 -5.6%
1036 TTEK PUT TETRA TECH INC NEW Industrials 5,000.0 $151K -2K -28.6% $30.12 -13.0%
1037 NRGV ENERGY VAULT HOLDINGS INC Utilities 41,600.0 $137K +7K +19.9% $3.30 +86.1%
1038 SLV PUT ISHARES SILVER TR Financial Services 1,850.0 $126K NEW $68.14 +1.3%
1039 ARCO ARCOS DORADOS HLDGS INC Consumer Cyclical 14,000.0 $116K NEW $8.29 -1.9%
1040 LXRX LEXICON PHARMACEUTICALS INC Healthcare 73,707.0 $115K NEW $1.56 +49.4%
Page 52 of 54  ·  1,073 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 27.4%
Communication Services 9.6%
Consumer Cyclical 8.3%
Healthcare 5.8%
Industrials 5.6%
Energy 5.4%
Basic Materials 3.6%
Consumer Defensive 3.5%
Utilities 2.0%