Highland Opportunities and Income Fund
+36
New
-37
Exited
113
Positions
| # | Name | Ticker | Since | Shares | Shares Δ | Value | Val Δ% | % Port | Cat |
|---|---|---|---|---|---|---|---|---|---|
| 1 | N/A | N/A | Dec 2022 | 104,718,416 | +103,244,037 | $100.3M | — | 11.93% | EC |
| 2 | N/A | 933DXD000 | Dec 2022 | 113,300,177 | +66,505,932 | $97.8M | +59.2% | 11.63% | EC |
| 3 | N/A | N/A | Dec 2022 | 4,576,922 | New | $93.5M | — | 11.13% | EC |
| 4 | Nexpoint Real Estate Finance Inc | 65342V101 | Dec 2022 | 4,372,286 | — | $68.6M | +0.1% | 8.16% | EC |
| 5 | N/A | N/A | Dec 2022 | 2,276,658 | New | $57.8M | — | 6.87% | EC |
| 6 | N/A | N/A | Dec 2022 | 974 | New | $56.8M | — | 6.76% | EC |
| 7 | EDS LEGACY PARTNERS | N/A | Dec 2022 | 55,000,000 | New | $55.0M | — | 6.54% | LON |
| 8 | N/A | N/A | Dec 2022 | 50,000,000 | New | $49.1M | — | 5.84% | DBT |
| 9 | N/A | N/A | Dec 2022 | 12,026,660 | New | $38.8M | — | 4.62% | EC |
| 10 | N/A | 44988Q106 | Dec 2022 | 2,006,665 | -350,000 | $30.6M | -44.9% | 3.65% | EC |
| 11 | N/A | N/A | Dec 2022 | 42,889,333 | New | $29.5M | — | 3.51% | DBT |
| 12 | N/A | 261908107 | Dec 2024 | 27,043,500 | New | $27.0M | — | 3.22% | STIV |
| 13 | N/A | N/A | Dec 2022 | 21,000,000 | New | $21.0M | — | 2.50% | DBT |
| 14 | N/A | N/A | Dec 2022 | 17,823,953 | New | $17.8M | — | 2.12% | DBT |
| 15 | N/A | N/A | Dec 2022 | 150,000 | New | $15.0M | — | 1.78% | DBT |
| 16 | N/A | N/A | Dec 2022 | 16,103 | New | $13.7M | — | 1.63% | EC |
| 17 | N/A | N/A | Dec 2022 | 522,750 | New | $13.1M | — | 1.55% | EC |
| 18 | CARESTREAM HEALTH, INC. | 14173VAT0 | Mar 2023 | 16,089,540 | -567,799 | $12.4M | +24.3% | 1.47% | LON |
| 19 | N/A | N/A | Dec 2022 | 27,134 | New | $12.2M | — | 1.45% | EC |
| 20 | MIDWAVE WIRELESS | N/A | Dec 2022 | 10,828,551 | New | $10.8M | — | 1.28% | LON |
| 21 | N/A | N/A | Dec 2022 | 3,440,476 | New | $10.5M | — | 1.24% | EC |
| 22 | TALOS ENERGY INC. | 87484T108 | Dec 2024 | 1,010,612 | New | $9.8M | — | 1.17% | EC |
| 23 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | 65340G205 | Dec 2022 | 1,406,480 | +130,864 | $8.6M | -35.2% | 1.02% | EC |
| 24 | N/A | N/A | Dec 2022 | 2,361,111 | New | $8.5M | — | 1.01% | EC |
| 25 | NEXPOINT RESIDENTIAL TRUST, INC. | 65341D102 | Dec 2022 | 202,161 | +15,789 | $8.4M | +3.7% | 1.00% | EC |
| 26 | N/A | N/A | Dec 2022 | 67,002 | New | $6.7M | — | 0.80% | DBT |
| 27 | LAKE AT LAS VEGAS | 50202LAB0 | Dec 2022 | 7,050,472 | -8,422,783 | $6.5M | -53.0% | 0.77% | LON |
| 28 | N/A | N/A | Dec 2022 | 6,500,000 | New | $6.1M | — | 0.73% | DBT |
| 29 | N/A | N/A | Dec 2022 | 5,852,170 | New | $5.9M | — | 0.70% | DBT |
| 30 | GALAXY CLO, LTD | 36321MAC1 | Dec 2022 | 5,450,000 | — | $5.1M | +19.0% | 0.61% | ABS-CBDO |
| 31 | N/A | N/A | Dec 2022 | 5,000,000 | New | $4.9M | — | 0.58% | DBT |
| 32 | BRAEMAR HOTELS & RESORTS INC. | 10482B200 | Dec 2022 | 325,976 | — | $4.5M | -14.2% | 0.53% | EP |
| 33 | N/A | N/A | Dec 2022 | 6,400,000 | New | $4.4M | — | 0.52% | DBT |
| 34 | N/A | N/A | Dec 2022 | 34,512 | New | $4.2M | — | 0.50% | EC |
| 35 | SOUTH STREET SECURITIES FUNDING LLC | 84046SAF5 | Dec 2022 | 4,000,000 | — | $3.7M | +6.3% | 0.44% | DBT |
| 36 | Nexpoint Real Estate Finance Inc | 65342V408 | Dec 2022 | 150,977 | — | $3.5M | +15.8% | 0.42% | EP |
| 37 | N/A | N/A | Dec 2022 | 270,246 | New | $3.4M | — | 0.40% | EP |
| 38 | Telesat Corporation | 879512309 | Dec 2022 | 194,300 | — | $3.2M | +91.2% | 0.38% | EC |
| 39 | NORTHWOODS CAPITAL LIMITED | 66858EAC7 | Dec 2022 | 4,000,000 | — | $2.9M | +12.7% | 0.35% | ABS-CBDO |
| 40 | ECP CLO LTD | 26829DAQ8 | Dec 2022 | 2,500,000 | — | $2.3M | +19.1% | 0.27% | ABS-CBDO |
| 41 | ZAIS CLO LIMITED | 98887JAG5 | Dec 2022 | 3,000,000 | — | $2.2M | +12.2% | 0.27% | ABS-CBDO |
| 42 | SYMPHONY CLO, LTD. | 87167VAA5 | Dec 2022 | 2,000,000 | — | $2.0M | +7.8% | 0.23% | ABS-CBDO |
| 43 | ATLAS SENIOR LOAN FUND, LTD | 04942TAA7 | Dec 2022 | 2,400,000 | — | $1.9M | +23.9% | 0.23% | ABS-CBDO |
| 44 | MADISON PARK FUNDING, LTD. | 55820EAC5 | Dec 2022 | 2,000,000 | — | $1.9M | +16.9% | 0.23% | ABS-CBDO |
| 45 | PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD | 70019FAA6 | Dec 2022 | 2,000,000 | — | $1.9M | +9.8% | 0.23% | ABS-CBDO |
| 46 | N/A | N/A | Dec 2022 | 144,132 | New | $1.9M | — | 0.23% | EP |
| 47 | SARANAC CLO LIMITED | 803166AG2 | Dec 2022 | 3,150,000 | — | $1.8M | +0.6% | 0.21% | ABS-CBDO |
| 48 | OZLM FUNDING LTD | 67111XAC6 | Dec 2022 | 3,110,000 | — | $1.7M | -12.7% | 0.20% | ABS-CBDO |
| 49 | MP CLO LTD | 55320TAD5 | Dec 2022 | 6,142,519 | +342,519 | $1.7M | -48.1% | 0.20% | ABS-CBDO |
| 50 | DRYDEN SENIOR LOAN FUND | 26249LAJ8 | Dec 2022 | 1,537,000 | — | $1.5M | +10.7% | 0.18% | ABS-CBDO |
| 51 | N/A | 55336L102 | Dec 2022 | 299,032 | — | $1.5M | +0.0% | 0.18% | EC |
| 52 | WHEELER REAL ESTATE INVESTMENT TRUST, INC. | 963025606 | Dec 2022 | 47,300 | — | $1.3M | +117.1% | 0.15% | EP |
| 53 | VOYA CLO | 92916YAA3 | Dec 2022 | 1,275,000 | — | $1.2M | +25.4% | 0.15% | ABS-CBDO |
| 54 | CIFC FUNDING LTD | 12550BAE4 | Dec 2024 | 2,000,000 | New | $1.1M | — | 0.13% | ABS-MBS |
| 55 | CIFC FUNDING LTD | 12549LAG1 | Dec 2022 | 1,000,000 | — | $1.0M | +19.5% | 0.12% | ABS-CBDO |
| 56 | ATLAS SENIOR LOAN FUND, LTD | 04942LAG1 | Dec 2022 | 1,500,000 | — | $979K | +20.3% | 0.12% | ABS-CBDO |
| 57 | GOLDENTREE LOAN MANAGEMENT US CLO LTD | 38138AAC6 | Dec 2022 | 1,000,000 | — | $978K | +27.2% | 0.12% | ABS-CBDO |
| 58 | VIBRANT CLO LTD | 92558JAA9 | Dec 2022 | 1,000,000 | — | $928K | +25.4% | 0.11% | ABS-CBDO |
| 59 | CIFC FUNDING LTD | 12549WAE2 | Dec 2022 | 3,324,756 | — | $798K | +1.9% | 0.09% | ABS-MBS |
| 60 | COVENANT CREDIT PARTNERS CLO | 22284JAC3 | Dec 2022 | 3,088,947 | +88,947 | $749K | -58.7% | 0.09% | ABS-CBDO |
| 61 | Highland Global Allocation Fund | 43010T104 | Dec 2022 | 86,246 | — | $587K | -24.7% | 0.07% | EC |
| 62 | CIFC FUNDING LTD | 12548YAD1 | Dec 2022 | 5,462,500 | — | $520K | -40.5% | 0.06% | ABS-MBS |
| 63 | WHEELER REAL ESTATE INVESTMENT TRUST, INC. | 963025309 | Dec 2022 | 82,301 | — | $255K | +85.6% | 0.03% | EP |
| 64 | CIFC FUNDING LTD | 12548NAG8 | Dec 2022 | 3,000,000 | — | $225K | -62.0% | 0.03% | ABS-MBS |
| 65 | CIFC FUNDING LTD | 12549LAE6 | Dec 2022 | 2,500,000 | — | $125K | -73.7% | 0.01% | ABS-MBS |
| 66 | MIDWAVE WIRELESS 5/20 TL | N/A | Dec 2022 | 84,144 | New | $84K | — | 0.01% | LON |
| 67 | MIDWAVE WIRELESS H | N/A | Dec 2022 | 78,507 | New | $78K | — | 0.01% | LON |
| 68 | THL CREDIT WIND RIVER CLO LLC | 88432BAC2 | Dec 2022 | 5,955,627 | — | $60K | -94.5% | 0.01% | ABS-MBS |
| 69 | N/A | N/A | Dec 2022 | 436 | New | $53K | — | 0.01% | EC |
| 70 | N/A | N/A | Dec 2022 | 1,118,286 | New | $50K | — | 0.01% | EC |
| 71 | IHEARTCOMMUNICATIONS, INC. | 45174HBL0 | Dec 2024 | 2,945 | New | $2K | — | 0.00% | DBT |
| 72 | CLAYMORE COMMON STOCK | N/A | Dec 2022 | 11,561,680 | New | $0 | — | 0.00% | EC |
| 73 | ALLENBY COMMON STOCK | N/A | Dec 2022 | 3,209,880 | New | $0 | — | 0.00% | EC |
| 74 | SAPIENCE WARRANTS 08/23/2027 | 003CVR016 | Dec 2024 | 1,800,000 | New | $0 | — | 0.00% | EC |
| 75 | HAYGOOD, LLC | N/A | Dec 2022 | 68,830 | New | $0 | — | 0.00% | EC |
| 76 | TEXAS INSTRUMENTS INCORPORATED | 882508104 | Dec 2022 | -41,100 | — | $-7706661 | +0.8% | -0.92% | EC |
| ✕ | FREMF MORTGAGE TRUST | 30319FAE9 | — | 32,017,613 | Exited | $31.6M | — | — | — |
| ✕ | ELME COMMUNITIES | 939653101 | — | 844,371 | Exited | $15.1M | — | — | — |
| ✕ | HEALTHCARE REALTY TRUST INCORPORATED | 42226K105 | — | 574,004 | Exited | $11.1M | — | — | — |
| ✕ | ProShares UltraPro QQQ | 74347X831 | — | 293,675 | Exited | $8.3M | — | — | — |
| ✕ | Direxion Daily S&P 500 Bull 3X Shares | 25459W862 | — | 109,265 | Exited | $8.0M | — | — | — |
| ✕ | JAY PARK CLO, LTD. | 47206WAG7 | — | 4,000,000 | Exited | $3.6M | — | — | — |
| ✕ | GNC HOLDINGS, INC | 36260UAB8 | — | 3,476,791 | Exited | $3.2M | — | — | — |
| ✕ | EATON VANCE CLO LTD | 27830VAC4 | — | 4,000,000 | Exited | $3.2M | — | — | — |
| ✕ | KKR FINANCIAL CLO, LTD. | 48251HAA5 | — | 3,000,000 | Exited | $2.7M | — | — | — |
| ✕ | ZAIS CLO LIMITED | 98885HAA4 | — | 3,300,000 | Exited | $2.4M | — | — | — |
| ✕ | OHA CREDIT PARTNERS LTD | 67110BAG6 | — | 2,900,000 | Exited | $2.4M | — | — | — |
| ✕ | MADISON PARK FUNDING, LTD. | 55820QAE4 | — | 2,350,000 | Exited | $2.2M | — | — | — |
| ✕ | ENERGY TRANSFER LP | 29273V100 | — | 179,200 | Exited | $2.2M | — | — | — |
| ✕ | ICG US CLO | 44933EAN9 | — | 2,125,000 | Exited | $2.0M | — | — | — |
| ✕ | TICP CLO LTD | 87248YAC8 | — | 2,269,304 | Exited | $2.0M | — | — | — |
| ✕ | GOLDENTREE LOAN OPPORTUNITIES LIMITED | 38123GAJ5 | — | 2,500,000 | Exited | $2.0M | — | — | — |
| ✕ | CATHEDRAL LAKE CLO LTD. | 14919JAA7 | — | 2,000,000 | Exited | $1.6M | — | — | — |
| ✕ | APEX CREDIT CLO 2019 LTD | 03754BAA5 | — | 2,000,000 | Exited | $1.6M | — | — | — |
| ✕ | MADISON PARK FUNDING, LTD. | 55819UAG3 | — | 1,400,000 | Exited | $1.2M | — | — | — |
| ✕ | INDEPENDENCE REALTY TRUST, INC | 45378A106 | — | 68,862 | Exited | $1.1M | — | — | — |
| ✕ | CATHEDRAL LAKE CLO LTD. | 14918DAE3 | — | 1,250,000 | Exited | $0.9M | — | — | — |
| ✕ | MADISON PARK FUNDING, LTD. | 55822HAC6 | — | 1,000,000 | Exited | $0.9M | — | — | — |
| ✕ | WEBSTER PARK CLO LTD | 948210AG4 | — | 1,000,000 | Exited | $0.8M | — | — | — |
| ✕ | GRANITE POINT MORTGAGE TRUST INC. | 38741L305 | — | 40,000 | Exited | $0.7M | — | — | — |
| ✕ | GRAYSON CLO LTD. | 389668302 | — | 62,600 | Exited | $0.6M | — | — | — |
| ✕ | ARCH RESOURCES INC WT | 03940R115 | — | 5,801 | Exited | $0.5M | — | — | — |
| ✕ | MAGNETITE CLO, LIMITED | 55952XAJ8 | — | 490,000 | Exited | $0.4M | — | — | — |
| ✕ | BRUCE MANSFIELD UNIT 1 2007 | 116663AC9 | — | 15,222,107 | Exited | $0.3M | — | — | — |
| ✕ | EASTLAND CLO LTD | 27734A400 | — | 34,500 | Exited | $0.3M | — | — | — |
| ✕ | GLENEAGLES CLO LTD | 37866PAB5 | — | 8,860 | Exited | $0.1M | — | — | — |
| ✕ | ROCKWALL CDO | 77426R203 | — | 12,552 | Exited | $0.1M | — | — | — |
| ✕ | EASTLAND CLO LTD | 27734A806 | — | 3,980 | Exited | $0.0M | — | — | — |
| ✕ | ROCKWALL CDO | 774272207 | — | 4,800 | Exited | $0.0M | — | — | — |
| ✕ | N/A | 931ESA903 | — | 4,933 | Exited | $0.0M | — | — | — |
| ✕ | IHEARTCOMMUNICATIONS, INC. | 45174HBC0 | — | 3,100 | Exited | $0.0M | — | — | — |
| ✕ | AMERICAN AIRLINES | 001ESC9D6 | — | 7,500,000 | Exited | $0.0M | — | — | — |
| ✕ | N/A | FREMFRR07 | — | -19,259,000 | Exited | $-19.3M | — | — | — |