Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857

13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited

Page 37 of 54 · 1,077 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
721	—	GENERAL ELECTRIC 61537 DUE 080737	—	9,000	$10K	0.01%	SOLD
722	HYXF	ISHARS ESG ADV HGH YLD COR BND ETF	—	210	$10K	0.01%	SOLD
723	—	FIDELITY ADVISOR EMERGING ASIA Z	—	147	$10K	0.01%	SOLD
724	CHWY	CHEWY INC CLASS CLASS A	Consumer Cyclical	300	$10K	0.01%	SOLD
725	—	NESTLE S A FSPONSORED ADR 1 ADR REPS 1 ORD SHS	—	100	$10K	0.01%	SOLD
726	TRP	TC ENERGY CORP F	Energy	179	$10K	0.01%	SOLD
727	IHG	INTERCONTINENTAL HOTEL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS	Consumer Cyclical	69	$10K	0.01%	SOLD
728	FFC	FLAHERTY & CRMRN PRF INC	Financial Services	587	$10K	0.01%	SOLD
729	CNP	CENTERPOINT ENERGY INC	Utilities	253	$10K	0.01%	SOLD
730	PCG	PG&E CORP	Utilities	600	$10K	0.01%	SOLD
731	—	COMCAST CORP 6440 DUE 030140	—	9,000	$10K	0.01%	SOLD
732	BKE	BUCKLE INC	Consumer Cyclical	178	$10K	0.01%	SOLD
733	—	ROYCE MICROCAP INVMT	—	856	$9K	0.01%	SOLD
734	TMUS	TMOBILE US INC	Communication Services	47	$9K	0.01%	SOLD
735	—	KENTUCKY BD DEV C 4548PRIV EDUC DUE 060148OID XTRO	—	10,000	$9K	0.01%	SOLD
736	TM	TOYOTA MTR CORP FSPONSORED ADR 1 ADR REPS 10 ORD SHS	Consumer Cyclical	44	$9K	0.01%	SOLD
737	—	EATON VANCE DIVIDEND BUILDER I	—	595	$9K	0.01%	SOLD
738	UBCP	UNITED BANCORP INC OHIO	Financial Services	650	$9K	0.01%	SOLD
739	—	BUFFALO MID CAP DISCOVERY INST	—	489	$9K	0.01%	SOLD
740	REGN	REGENERON PHARMACEUTICAL	Healthcare	12	$9K	0.01%	SOLD

Page 37 of 54 · 1,077 positions

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Sector Allocation

Technology 32.0%

Consumer Cyclical 17.1%

Financial Services 13.2%

Consumer Defensive 8.3%

Healthcare 7.3%

Utilities 7.1%

Energy 5.3%

Communication Services 5.2%

Industrials 3.4%

Real Estate 0.7%