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Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857
13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited
Page 26 of 54  ·  1,077 positions
# Ticker Company Sector Shares Value ↓ % Port Status
501 SCM STELLUS CAPITAL INVESTME Financial Services 1,670 $21K 0.01% SOLD
502 PSX PHILLIPS 66 Energy 164 $21K 0.01% SOLD
503 FIDELITY NEW MARKETS INCOME 1,524 $21K 0.01% SOLD
504 THORNBURG SMALLMID CAP GROWTH I 552 $21K 0.01% SOLD
505 CLM CORNERSTONE STRATEGIC IN Financial Services 2,500 $21K 0.01% SOLD
506 APLY YIELDMAX AAPL OPT INC STRTGY ETF 1,560 $21K 0.01% SOLD
507 LOUISVILLE & JEFFER 551SWR UTIL DUE 051551 20,000 $21K 0.01% SOLD
508 GABELLI SMALL CAP GROWTH AAA 458 $21K 0.01% SOLD
509 NOMURA NATIONAL HY MUNI BOND FUND I 2,106 $21K 0.01% SOLD
510 LEN LENNAR CORP CLASS A Consumer Cyclical 200 $21K 0.01% SOLD
511 TRIN TRINITY CAP INC Financial Services 1,390 $20K 0.01% SOLD
512 QYLD GLOBAL X FUND GLB X NSDQ100 CVD ETF 1,150 $20K 0.01% SOLD
513 EARN ELLINGTON CREDIT CO Financial Services 3,850 $20K 0.01% SOLD
514 MORGAN STANLEY INST GLOBAL FRANCHISE I 684 $20K 0.01% SOLD
515 KENTUCKY ST TPK AUT 531ROAD TRAN DUE 070131 20,000 $20K 0.01% SOLD
516 KENTUCKY ECONOMI 52541HOSP HLTH DUE 060141XTRO 20,000 $20K 0.01% SOLD
517 T ROWE PRICE MIDCAP VALUE I 628 $20K 0.01% SOLD
518 TER TERADYNE INC Technology 104 $20K 0.01% SOLD
519 BANK OF AMERICA, 4226CD FDIC INS DUE 080626US 20,000 $20K 0.01% SOLD
520 GOLDMAN SACHS BANK 426CD FDIC INS DUE 081226US 20,000 $20K 0.01% SOLD
Page 26 of 54  ·  1,077 positions
Sector Allocation
Technology 32.0%
Consumer Cyclical 17.1%
Financial Services 13.2%
Consumer Defensive 8.3%
Healthcare 7.3%
Utilities 7.1%
Energy 5.3%
Communication Services 5.2%
Industrials 3.4%
Real Estate 0.7%