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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 9 of 9  ·  166 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 UPXI UPEXI INC Communication Services 500.0 $392.0 +250.0 +100.0% $0.78 +0.3%
162 VUZI VUZIX CORP Technology 115.0 $334.0 NEW $2.90 +6.0%
163 DDD 3D SYS CORP DEL Technology 100.0 $302.0 NEW $3.02 +13.9%
164 BIOHAVEN LTD 12.0 $179.0 $14.92
165 DXC DXC TECHNOLOGY CO Technology 16.0 $142.0 $8.88 +18.3%
166 AURORA CANNABIS INC 3.0 $8.0 $2.67
Page 9 of 9  ·  166 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%