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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 7 of 9  ·  166 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 WMT WALMART INC Consumer Defensive 82.0 $9K 0.00% $113.26 +1.7%
122 NDAQ NASDAQ INC Financial Services 112.0 $9K 0.00% $78.82 +22.7%
123 PRU PRUDENTIAL FINL INC Financial Services 80.0 $9K 0.00% $107.92 +15.4%
124 EEM ISHARES TR 119.0 $8K 0.00% NEW $68.41 -4.5%
125 CALM CAL MAINE FOODS INC Consumer Defensive 101.0 $8K 0.00% -56.0 -35.7% $80.56 +0.8%
126 QQQ INVESCO QQQ TR Financial Services 10.0 $7K 0.00% +8.0 +400.0% $736.40 -2.6%
127 KGC KINROSS GOLD CORP Basic Materials 300.0 $7K 0.00% $23.62 +14.8%
128 SRVR PACER FDS TR 221.0 $7K 0.00% NEW $31.77 -0.3%
129 DIS DISNEY WALT CO Communication Services 72.0 $7K 0.00% -138.0 -65.7% $96.25 +8.0%
130 NOC NORTHROP GRUMMAN CORP Industrials 12.0 $6K 0.00% $509.33 +15.7%
131 CI THE CIGNA GROUP Healthcare 22.0 $6K 0.00% $275.68 +1.0%
132 TMO THERMO FISHER SCIENTIFIC INC Healthcare 12.0 $6K 0.00% $501.33 +17.5%
133 WELLS FARGO & CO 5.0 $6K 0.00% $1157.00
134 COMT ISHARES U S ETF TR 190.0 $6K 0.00% NEW $30.37 +12.7%
135 UNH UNITEDHEALTH GROUP INC Healthcare 13.0 $5K 0.00% $415.62 -5.2%
136 DGRW WISDOMTREE TR 55.0 $5K 0.00% $95.62 +3.6%
137 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 13.0 $5K 0.00% $386.69 +3.0%
138 MARA MARA HOLDINGS INC Financial Services 350.0 $5K 0.00% +285.0 +438.5% $13.89 -35.5%
139 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 35.0 $4K 0.00% -117.0 -77.0% $123.11 +26.9%
140 VIG VANGUARD SPECIALIZED FUNDS 18.0 $4K 0.00% +1.0 +5.9% $236.61 +3.3%
Page 7 of 9  ·  166 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%