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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 6 of 9  ·  166 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 USRT ISHARES TR 239.0 $16K 0.01% NEW $66.45 +0.3%
102 ZAP GLOBAL X FDS 458.0 $16K 0.01% NEW $34.61 -5.7%
103 GM GENERAL MTRS CO Consumer Cyclical 200.0 $15K 0.01% -50.0 -20.0% $77.08 +8.6%
104 XMVM INVESCO EXCHANGE TRADED FD T 217.0 $15K 0.01% NEW $70.92 +6.3%
105 AVES AMERICAN CENTY ETF TR 232.0 $15K 0.01% NEW $65.60 -1.7%
106 XLRE SELECT SECTOR SPDR TR 342.0 $15K 0.01% NEW $44.03 +1.4%
107 AMZN AMAZON COM INC Consumer Cyclical 60.0 $14K 0.01% -29.0 -32.6% $238.33 +8.9%
108 NFLX NETFLIX INC. Communication Services 200.0 $14K 0.01% -30.0 -13.0% $71.40 +8.9%
109 IGE ISHARES TR 254.0 $14K 0.01% NEW $56.18 +14.6%
110 XME SPDR SERIES TRUST 130.0 $14K 0.01% NEW $106.93 +6.3%
111 XYL XYLEM INC Industrials 116.0 $14K 0.01% NEW $118.21 -3.6%
112 VTI VANGUARD INDEX FDS 35.0 $13K 0.01% NEW $370.03 +2.4%
113 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 67.0 $12K 0.01% NEW $181.15 +7.8%
114 GEV GE VERNOVA INC Utilities 10.0 $12K 0.01% $1177.20 -14.7%
115 RS RELIANCE INC Basic Materials 30.0 $11K 0.01% $373.60 +12.8%
116 BERKSHIRE HATHAWAY INC DEL 22.0 $11K 0.01% -9.0 -29.0% $500.41
117 SGU STAR GROUP LP Energy 808.0 $10K 0.01% NEW $12.84 -2.4%
118 DOV DOVER CORP Industrials 45.0 $10K 0.00% $224.29 -9.5%
119 MDLZ MONDELEZ INTL INC Consumer Defensive 172.0 $10K 0.00% +3.0 +1.8% $57.76 +8.5%
120 HPQ HP INC Technology 447.0 $10K 0.00% +256.0 +134.0% $21.94 +36.6%
Page 6 of 9  ·  166 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%