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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 5 of 9  ·  166 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 F FORD MTR CO Consumer Cyclical 2,691.0 $37K 0.02% -652.0 -19.5% $13.90 +0.2%
82 SPY STATE STR SPDR S&P 500 ETF T Financial Services 46.0 $34K 0.01% +35.0 +318.2% $746.76 +2.8%
83 ABBV ABBVIE INC Healthcare 117.0 $29K 0.01% -39.0 -25.0% $251.57 +2.9%
84 NEM NEWMONT CORP Basic Materials 275.0 $26K 0.01% +2.0 +0.7% $93.32 +24.3%
85 INTC INTEL CORP Technology 181.0 $25K 0.01% $139.63 -30.8%
86 LOW LOWES COS INC Consumer Cyclical 112.0 $25K 0.01% $220.49 -2.2%
87 META META PLATFORMS INC Communication Services 42.0 $24K 0.01% $563.29 -3.5%
88 DFIV DIMENSIONAL ETF TRUST 436.0 $24K 0.01% NEW $54.02 +6.8%
89 DVY ISHARES TR 149.0 $23K 0.01% $156.30 +5.5%
90 EMBD GLOBAL X FDS 868.0 $21K 0.01% NEW $23.95 -1.7%
91 NEAR ISHARES U S ETF TR 410.0 $21K 0.01% NEW $50.66 -0.2%
92 SPMO INVESCO EXCH TRADED FD TR II 126.0 $20K 0.01% NEW $161.54 -6.6%
93 FYC FIRST TR EXCHANGE-TRADED ALP 148.0 $19K 0.01% NEW $127.34 -4.0%
94 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 20.0 $19K 0.01% $935.45 +2.8%
95 FRDM EA SERIES TRUST 251.0 $18K 0.01% NEW $72.90 -8.9%
96 JAAA JANUS DETROIT STR TR 355.0 $18K 0.01% NEW $50.49 +0.2%
97 FRTY THE ALGER ETF TRUST 721.0 $18K 0.01% NEW $24.82 -6.5%
98 AVLV AMERICAN CENTY ETF TR 180.0 $16K 0.01% NEW $91.21 +3.4%
99 DFAS DIMENSIONAL ETF TRUST 198.0 $16K 0.01% NEW $82.34 +0.9%
100 PG PROCTER & GAMBLE CO Consumer Defensive 109.0 $16K 0.01% $146.64 -2.2%
Page 5 of 9  ·  166 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%