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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 3 of 9  ·  166 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 MS MORGAN STANLEY Financial Services 3,880.0 $811K 0.35% -309.0 -7.4% $209.04 +4.1%
42 XOM EXXON MOBIL CORP Energy 5,204.0 $711K 0.31% -429.0 -7.6% $136.72 +21.1%
43 BKR BAKER HUGHES COMPANY Energy 10,571.0 $587K 0.26% -88K -89.3% $55.50 +16.1%
44 SWK STANLEY BLACK & DECKER INC Industrials 5,414.0 $510K 0.22% -54K -90.9% $94.12 +4.5%
45 APD AIR PRODUCTS AND CHEMICALS I Basic Materials 1,559.0 $457K 0.20% +313.0 +25.1% $293.19 +3.4%
46 PKG PACKAGING CORP AMER Consumer Cyclical 1,755.0 $418K 0.18% -14K -89.0% $238.28 +5.0%
47 SUSA ISHARES TR 2,493.0 $385K 0.17% $154.30 +2.5%
48 BIL SPDR SERIES TRUST 3,944.0 $361K 0.16% +2K +124.2% $91.64 -0.1%
49 QCOM QUALCOMM INC Technology 1,934.0 $357K 0.16% -23K -92.3% $184.79 -13.3%
50 MU MICRON TECHNOLOGY INC Technology 282.0 $325K 0.14% $1153.85 -18.5%
51 JNJ JOHNSON & JOHNSON Healthcare 1,257.0 $319K 0.14% -290.0 -18.8% $253.97 +6.7%
52 AAPL APPLE INC Technology 1,082.0 $313K 0.14% -426.0 -28.2% $289.36 +7.1%
53 WMB WILLIAMS COS INC Energy 3,400.0 $253K 0.11% $74.34 +1.1%
54 NVDA NVIDIA CORPORATION Technology 1,235.0 $247K 0.11% -177.0 -12.5% $200.09 +9.8%
55 MDT MEDTRONIC PLC Healthcare 2,729.0 $213K 0.09% -331.0 -10.8% $78.23 +17.7%
56 RDVI FIRST TR EXCHANGE-TRADED FD 6,443.0 $189K 0.08% -3K -30.9% $29.40 +1.1%
57 AXP AMERICAN EXPRESS CO Financial Services 500.0 $169K 0.07% -50.0 -9.1% $338.25 +0.1%
58 WM WASTE MGMT INC DEL Industrials 700.0 $156K 0.07% $222.88 +0.3%
59 BEN FRANKLIN RESOURCES INC Financial Services 3,614.0 $120K 0.05% -814.0 -18.4% $33.27 +2.2%
60 GOOGL ALPHABET INC Communication Services 334.0 $119K 0.05% -317.0 -48.7% $357.37 -3.7%
Page 3 of 9  ·  166 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%