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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 2 of 3  ·  42 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 RDVI FIRST TR EXCHANGE-TRADED FD 6,443.0 $189K 0.08% -3K -30.9% $29.40 +1.1%
22 AXP AMERICAN EXPRESS CO Financial Services 500.0 $169K 0.07% -50.0 -9.1% $338.25 +0.1%
23 BEN FRANKLIN RESOURCES INC Financial Services 3,614.0 $120K 0.05% -814.0 -18.4% $33.27 +2.2%
24 GOOGL ALPHABET INC Communication Services 334.0 $119K 0.05% -317.0 -48.7% $357.37 -3.7%
25 EMR EMERSON ELEC CO Industrials 750.0 $107K 0.05% -19.0 -2.5% $143.15 +10.2%
26 CAT CATERPILLAR INC Industrials 96.0 $102K 0.04% -56.0 -36.8% $1064.90 -21.0%
27 ABT ABBOTT LABORATORIES Healthcare 1,000.0 $91K 0.04% -120.0 -10.7% $90.74 +24.2%
28 PLTR PALANTIR TECHNOLOGIES INC Technology 770.0 $90K 0.04% -54.0 -6.5% $116.67 +47.0%
29 IWD ISHARES TR 370.0 $90K 0.04% -222.0 -37.5% $242.43 +5.9%
30 LMT LOCKHEED MARTIN CORP Industrials 155.0 $79K 0.03% -9.0 -5.5% $509.62 +19.1%
31 CINF CINCINNATI FINL CORP Financial Services 395.0 $73K 0.03% -105.0 -21.0% $185.14 -7.4%
32 V VISA INC Financial Services 197.0 $68K 0.03% -7.0 -3.4% $343.09 +6.2%
33 F FORD MTR CO Consumer Cyclical 2,691.0 $37K 0.02% -652.0 -19.5% $13.90 +0.2%
34 ABBV ABBVIE INC Healthcare 117.0 $29K 0.01% -39.0 -25.0% $251.57 +2.9%
35 GM GENERAL MTRS CO Consumer Cyclical 200.0 $15K 0.01% -50.0 -20.0% $77.08 +8.6%
36 AMZN AMAZON COM INC Consumer Cyclical 60.0 $14K 0.01% -29.0 -32.6% $238.33 +8.9%
37 NFLX NETFLIX INC. Communication Services 200.0 $14K 0.01% -30.0 -13.0% $71.40 +8.9%
38 BERKSHIRE HATHAWAY INC DEL 22.0 $11K 0.01% -9.0 -29.0% $500.41
39 CALM CAL MAINE FOODS INC Consumer Defensive 101.0 $8K 0.00% -56.0 -35.7% $80.56 +0.8%
40 DIS DISNEY WALT CO Communication Services 72.0 $7K 0.00% -138.0 -65.7% $96.25 +8.0%
Page 2 of 3  ·  42 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%