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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 2 of 2  ·  38 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 XMVM INVESCO EXCHANGE TRADED FD T 217.0 $15K 0.01% NEW $70.92 +6.3%
22 AVES AMERICAN CENTY ETF TR 232.0 $15K 0.01% NEW $65.60 -1.7%
23 XLRE SELECT SECTOR SPDR TR 342.0 $15K 0.01% NEW $44.03 +1.4%
24 IGE ISHARES TR 254.0 $14K 0.01% NEW $56.18 +14.6%
25 XME SPDR SERIES TRUST 130.0 $14K 0.01% NEW $106.93 +6.3%
26 XYL XYLEM INC Industrials 116.0 $14K 0.01% NEW $118.21 -3.6%
27 VTI VANGUARD INDEX FDS 35.0 $13K 0.01% NEW $370.03 +2.4%
28 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 67.0 $12K 0.01% NEW $181.15 +7.8%
29 SGU STAR GROUP LP Energy 808.0 $10K 0.01% NEW $12.84 -2.4%
30 EEM ISHARES TR 119.0 $8K 0.00% NEW $68.41 -4.5%
31 SRVR PACER FDS TR 221.0 $7K 0.00% NEW $31.77 -0.3%
32 COMT ISHARES U S ETF TR 190.0 $6K 0.00% NEW $30.37 +12.7%
33 HONEYWELL AEROSPACE INC 14.0 $3K 0.00% NEW $221.07
34 COIN COINBASE GLOBAL INC Financial Services 7.0 $1K NEW $146.14 +0.1%
35 OUSTER INC 16.0 $1K NEW $62.50
36 RXRX RECURSION PHARMACEUTICALS IN Healthcare 250.0 $918.0 NEW $3.67 -15.8%
37 VUZI VUZIX CORP Technology 115.0 $334.0 NEW $2.90 +6.0%
38 DDD 3D SYS CORP DEL Technology 100.0 $302.0 NEW $3.02 +13.9%
Page 2 of 2  ·  38 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%