Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454

13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited

Page 1 of 2 · 38 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	IP	INTERNATIONAL PAPER CO	Consumer Cyclical	46,731.0	$5.5M	2.39%	NEW	—	$117.10	-65.6%
2	CRM	SALESFORCE INC	Technology	34,593.0	$5.4M	2.37%	NEW	—	$156.66	+26.5%
3	ES	EVERSOURCE ENERGY	Utilities	51,329.0	$3.7M	1.62%	NEW	—	$72.27	+0.4%
4	EPD	ENTERPRISE PRODS PARTNERS L	Energy	3,000.0	$110K	0.05%	NEW	—	$36.76	+5.2%
5	ET	ENERGY TRANSFER L P	Energy	5,000.0	$96K	0.04%	NEW	—	$19.12	+11.5%
6	VONG	VANGUARD SCOTTSDALE FDS	—	435.0	$56K	0.02%	NEW	—	$127.81	-0.8%
7	VOT	VANGUARD INDEX FDS	—	165.0	$51K	0.02%	NEW	—	$306.30	+0.4%
8	VOE	VANGUARD INDEX FDS	—	254.0	$50K	0.02%	NEW	—	$197.60	+6.1%
9	DFIV	DIMENSIONAL ETF TRUST	—	436.0	$24K	0.01%	NEW	—	$54.02	+6.9%
10	EMBD	GLOBAL X FDS	—	868.0	$21K	0.01%	NEW	—	$23.95	-1.7%
11	NEAR	ISHARES U S ETF TR	—	410.0	$21K	0.01%	NEW	—	$50.66	-0.2%
12	SPMO	INVESCO EXCH TRADED FD TR II	—	126.0	$20K	0.01%	NEW	—	$161.54	-6.7%
13	FYC	FIRST TR EXCHANGE-TRADED ALP	—	148.0	$19K	0.01%	NEW	—	$127.34	-3.9%
14	FRDM	EA SERIES TRUST	—	251.0	$18K	0.01%	NEW	—	$72.90	-8.8%
15	JAAA	JANUS DETROIT STR TR	—	355.0	$18K	0.01%	NEW	—	$50.49	+0.2%
16	FRTY	THE ALGER ETF TRUST	—	721.0	$18K	0.01%	NEW	—	$24.82	-6.6%
17	AVLV	AMERICAN CENTY ETF TR	—	180.0	$16K	0.01%	NEW	—	$91.21	+3.6%
18	DFAS	DIMENSIONAL ETF TRUST	—	198.0	$16K	0.01%	NEW	—	$82.34	+1.2%
19	USRT	ISHARES TR	—	239.0	$16K	0.01%	NEW	—	$66.45	+0.7%
20	ZAP	GLOBAL X FDS	—	458.0	$16K	0.01%	NEW	—	$34.61	-5.1%

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 25.2%

Financial Services 15.0%

Consumer Cyclical 13.3%

Healthcare 11.6%

Energy 9.1%

Industrials 7.6%

Consumer Defensive 6.6%

Utilities 4.9%

Communication Services 3.7%

Basic Materials 3.1%