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Portfolio (Quarterly) Guide ↗

Split Rock Private Trading & Wealth Management, LLC

· CIK 0002095884
13F Portfolio $125M AUM Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 36 New
Page 2 of 2  ·  36 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 WMT WALMART INC Consumer Defensive 4,906.0 $547K 0.44% NEW $111.41 +17.4%
22 AVGO BROADCOM INC Technology 1,557.0 $539K 0.43% NEW $346.02 +19.8%
23 TDV PROSHARES TR 5,234.0 $453K 0.36% NEW $86.57 +13.4%
24 IVV ISHARES TR 571.0 $391K 0.31% NEW $684.42 +9.0%
25 XOM EXXON MOBIL CORP Energy 3,237.0 $390K 0.31% NEW $120.34 +29.9%
26 BIV VANGUARD BD INDEX FDS 4,448.0 $346K 0.28% NEW $77.88 -2.1%
27 FDVV FIDELITY COVINGTON TRUST 6,036.0 $342K 0.27% NEW $56.69 +6.1%
28 RDVI FIRST TR EXCHANGE-TRADED FD 11,335.0 $297K 0.24% NEW $26.24 +4.0%
29 ORCL ORACLE CORP Technology 1,456.0 $284K 0.23% NEW $194.92 -2.6%
30 AGI ALAMOS GOLD INC NEW Basic Materials 6,990.0 $270K 0.22% NEW $38.58 +1.7%
31 XLV SELECT SECTOR SPDR TR 1,447.0 $224K 0.18% NEW $154.78 -4.3%
32 IWS ISHARES TR 1,531.0 $216K 0.17% NEW $141.05 +11.7%
33 IWP ISHARES TR 1,565.0 $214K 0.17% NEW $136.94 +0.6%
34 VCIT VANGUARD SCOTTSDALE FDS 2,490.0 $209K 0.17% NEW $83.75 -1.9%
35 UPS UNITED PARCEL SERVICE INC Industrials 2,078.0 $206K 0.17% NEW $99.19 -0.3%
36 ELDN ELEDON PHARMACEUTICALS INC Healthcare 10,000.0 $15K 0.01% NEW $1.51 +157.6%
Page 2 of 2  ·  36 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.2%
Financial Services 32.9%
Consumer Cyclical 20.0%
Industrials 3.5%
Consumer Defensive 1.9%
Energy 1.4%
Basic Materials 1.0%
Healthcare 0.1%