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Portfolio (Quarterly) Guide ↗

BROADWATER CAPITAL MANAGEMENT LLC

· CIK 0002084339
13F Portfolio $137M AUM 217 positions Filed Feb 3, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 216 Reduced 3 Exited
Page 8 of 11  ·  217 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 ESP ESPEY MFG &ELECTRS CORP Industrials 400.0 $16K 0.01% -18K -97.8% $39.61 +45.4%
142 HOLOGIC INC 234.0 $16K 0.01% -15K -98.5% $67.49
143 GDX VANECK ETF TRUST 206.0 $16K 0.01% -11K -98.1% $76.40 +12.6%
144 AFL AFLAC INC Financial Services 138.0 $15K 0.01% $111.70 +5.5%
145 BAX BAXTER INTL INC Healthcare 666.0 $15K 0.01% -20K -96.7% $22.77 -16.4%
146 VOO VANGUARD INDEX FDS 24.0 $15K 0.01% -14K -99.8% $612.38 +11.5%
147 CMCSA COMCAST CORP NEW Communication Services 448.0 $14K 0.01% -16K -97.2% $31.42 -20.2%
148 BIIB BIOGEN INC Healthcare 100.0 $14K 0.01% -12K -99.2% $140.08 +35.3%
149 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 50.0 $14K 0.01% -11K -99.6% $279.30 +43.8%
150 V VISA INC Financial Services 40.0 $14K 0.01% -14K -99.7% $341.38 -3.1%
151 RSP INVESCO EXCHANGE TRADED FD T 71.0 $13K 0.01% -13K -99.5% $189.70 +7.9%
152 TMP TOMPKINS FINL CORP Financial Services 200.0 $13K 0.01% -12K -98.4% $66.21 +29.1%
153 GSK GSK PLC Healthcare 300.0 $13K 0.01% -11K -97.4% $43.16 +19.4%
154 AGNC AGNC INVT CORP Real Estate 1,320.0 $13K 0.01% -11K -89.1% $9.79 +4.8%
155 A AGILENT TECHNOLOGIES INC Healthcare 100.0 $13K 0.01% -12K -99.2% $128.35 -10.6%
156 ANNALY CAPITAL MANAGEMENT IN 610.0 $12K 0.01% -11K -94.7% $20.21
157 FDX FEDEX CORP Industrials 50.0 $12K 0.01% -11K -99.6% $235.82 +64.9%
158 IWF ISHARES TR 25.0 $12K 0.01% -11K -99.8% $468.40 -73.4%
159 ODFL OLD DOMINION FREIGHT LINE IN Industrials 80.0 $11K 0.01% -13K -99.4% $140.78 +47.5%
160 PDP INVESCO EXCHANGE TRADED FD T 95.0 $11K 0.01% -10K -99.1% $118.05 +18.0%
Page 8 of 11  ·  217 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.1%
Healthcare 14.9%
Consumer Defensive 12.8%
Communication Services 12.0%
Industrials 9.8%
Consumer Cyclical 5.7%
Utilities 5.7%
Energy 4.7%
Financial Services 2.4%
Basic Materials 2.4%