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Portfolio (Quarterly) Guide ↗

BROADWATER CAPITAL MANAGEMENT LLC

· CIK 0002084339
13F Portfolio $137M AUM 217 positions Filed Feb 3, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 216 Reduced 3 Exited
Page 11 of 11  ·  217 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 KOF COCA-COLA FEMSA SAB DE CV Consumer Defensive 20.0 $2K 0.00% -2K -99.0% $83.10 +28.9%
202 SPYG SPDR SERIES TRUST 15.0 $2K 0.00% -1K -99.0% $104.53 +13.2%
203 ITW ILLINOIS TOOL WKS INC Industrials 6.0 $2K 0.00% -1K -99.6% $260.83 -4.2%
204 VNQ VANGUARD INDEX FDS 15.0 $1K 0.00% -1K -98.9% $91.40 +5.8%
205 SGDM SPROTT ETF TRUST 21.0 $1K 0.00% -929.0 -97.8% $62.00 +15.3%
206 ICF ISHARES TR 20.0 $1K 0.00% -1K -98.4% $61.60 +10.7%
207 VPL VANGUARD INTL EQUITY INDEX F 12.0 $1K 0.00% -974.0 -98.8% $87.83 +28.0%
208 VLO VALERO ENERGY CORP Energy 6.0 $1K 0.00% -801.0 -99.3% $170.33 +49.0%
209 TMO THERMO FISHER SCIENTIFIC INC Healthcare 2.0 $970.0 0.00% -809.0 -99.8% $485.00 -6.8%
210 YUM YUM BRANDS INC Consumer Cyclical 6.0 $912.0 0.00% -883.0 -99.3% $152.00 +0.5%
211 GHM GRAHAM CORP Industrials 16.0 $878.0 0.00% -776.0 -98.0% $54.88 +68.8%
212 TEAM ATLASSIAN CORPORATION Technology 3.0 $479.0 -606.0 -99.5% $159.67 -46.0%
213 AVNS AVANOS MED INC Healthcare 25.0 $289.0 -281.0 -91.8% $11.56 +113.7%
214 EMBC EMBECTA CORP Healthcare 20.0 $282.0 -174.0 -89.7% $14.10 -76.5%
215 NLOP NET LEASE OFFICE PROPERTIES Real Estate 6.0 $178.0 -189.0 -96.9% $29.67 -60.2%
216 EXACT SCIENCES CORP 3.0 $164.0 -156.0 -98.1% $54.67
217 ZIMVIE INC 8.0 $142.0 -62.0 -88.6% $17.75
Page 11 of 11  ·  217 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.1%
Healthcare 14.9%
Consumer Defensive 12.8%
Communication Services 12.0%
Industrials 9.8%
Consumer Cyclical 5.7%
Utilities 5.7%
Energy 4.7%
Financial Services 2.4%
Basic Materials 2.4%