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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $117M AUM 71 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 3 New 31 Added 27 Reduced 2 Exited
Page 1 of 2  ·  27 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 911,404.0 $6.9M 5.90% -15K -1.6% $7.54 +3.2%
2 DNP DNP SELECT INCOME FD INC Financial Services 401,931.0 $4.1M 3.55% -8K -1.9% $10.30 +3.4%
3 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 394,097.0 $4.0M 3.44% -8K -2.0% $10.17 -1.0%
4 MCI BARINGS CORPORATE INVS Financial Services 172,921.0 $3.0M 2.56% -3K -1.8% $17.24 -0.2%
5 UTG REAVES UTIL INCOME FD Financial Services 75,380.0 $3.0M 2.54% -2K -2.1% $39.28 +7.5%
6 BTZ BLACKROCK CR ALLOCATION Financial Services 276,288.0 $2.8M 2.40% -3K -1.1% $10.10 -1.0%
7 BGY BLACKROCK ENHANCED INTL DIV Financial Services 481,880.0 $2.6M 2.24% -13K -2.6% $5.41 +3.3%
8 PSF COHEN & STEERS SELECT PFD & Financial Services 130,560.0 $2.5M 2.17% -2K -1.4% $19.39 -0.7%
9 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 94,880.0 $2.5M 2.11% -2K -1.9% $25.88 +3.7%
10 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 126,131.0 $2.1M 1.80% -2K -1.2% $16.60 +1.4%
11 HQH ABRDN HEALTHCARE INVESTORS Financial Services 115,261.0 $2.1M 1.76% -2K -1.5% $17.79 +12.0%
12 DFP FLAHERTY & CRUMRINE DYNAMIC Financial Services 95,067.0 $1.9M 1.64% -2K -1.9% $20.07 +1.8%
13 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 58,654.0 $1.3M 1.12% -995.0 -1.7% $22.36 +5.3%
14 GDO WSTRN AST GLBL CORP OPP FD I Financial Services 112,660.0 $1.2M 1.04% -3K -2.6% $10.76 +0.4%
15 MPV BARINGS PARTN INVS Financial Services 68,610.0 $1.2M 1.01% -2K -2.4% $17.14 -2.2%
16 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 87,725.0 $1.1M 0.93% -3K -2.8% $12.33 +0.3%
17 PFD FLAHERTY & CRUMRINE PFD INCO Financial Services 74,065.0 $828K 0.71% -32K -30.1% $11.18 +1.2%
18 SPH SUBURBAN PROPANE PARTNERS L Utilities 42,016.0 $827K 0.71% -304.0 -0.7% $19.69 +2.4%
19 OHI OMEGA HEALTHCARE INVS INC Real Estate 16,501.0 $723K 0.62% -150.0 -0.9% $43.82 +9.4%
20 IRM IRON MTN INC DEL Real Estate 4,756.0 $486K 0.42% -165.0 -3.4% $102.14 +25.1%
Page 1 of 2  ·  27 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 89.0%
Technology 4.5%
Real Estate 2.2%
Consumer Cyclical 1.4%
Utilities 1.2%
Consumer Defensive 0.9%
Communication Services 0.5%
Healthcare 0.2%