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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $117M AUM 71 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 3 New 31 Added 27 Reduced 2 Exited
Page 1 of 4  ·  71 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 BERKSHIRE HATHAWAY INC DEL 15,543.0 $7.4M 6.39% +598.0 +4.0% $479.20
2 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 911,404.0 $6.9M 5.90% -15K -1.6% $7.54 +3.2%
3 ARCC ARES CAPITAL CORP Financial Services 344,279.0 $6.2M 5.32% +29K +9.2% $18.02 +4.9%
4 DNP DNP SELECT INCOME FD INC Financial Services 401,931.0 $4.1M 3.55% -8K -1.9% $10.30 +3.4%
5 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 394,097.0 $4.0M 3.44% -8K -2.0% $10.17 -1.0%
6 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 229,856.0 $3.9M 3.38% +6K +2.6% $17.12 +19.6%
7 SPY STATE STR SPDR S&P 500 ETF T Financial Services 5,981.0 $3.9M 3.34% +214.0 +3.7% $650.34 +13.7%
8 RFI COHEN & STEERS TOTAL RETURN Financial Services 339,631.0 $3.8M 3.25% +6K +1.7% $11.14 -0.4%
9 VGT VANGUARD WORLD FD 4,883.0 $3.4M 2.92% +246.0 +5.3% $697.72 -83.8%
10 AAPL APPLE INC Technology 12,665.0 $3.2M 2.76% +1K +9.8% $253.80 +18.3%
11 FFA FIRST TR ENHANCED EQUITY Financial Services 153,242.0 $3.1M 2.68% $20.40 +10.3%
12 MCI BARINGS CORPORATE INVS Financial Services 172,921.0 $3.0M 2.56% -3K -1.8% $17.24 -0.2%
13 UTG REAVES UTIL INCOME FD Financial Services 75,380.0 $3.0M 2.54% -2K -2.1% $39.28 +7.5%
14 PCN PIMCO CORPORATE & INCM STRG Financial Services 244,440.0 $2.9M 2.50% +17K +7.3% $11.90 -1.3%
15 BTZ BLACKROCK CR ALLOCATION Financial Services 276,288.0 $2.8M 2.40% -3K -1.1% $10.10 -1.0%
16 PDI PIMCO DYNAMIC INCOME FD Financial Services 162,492.0 $2.8M 2.39% +14K +9.4% $17.11 -1.5%
17 ANNALY CAPITAL MANAGEMENT IN 126,009.0 $2.7M 2.29% +6K +4.8% $21.15
18 BGY BLACKROCK ENHANCED INTL DIV Financial Services 481,880.0 $2.6M 2.24% -13K -2.6% $5.41 +3.3%
19 PSF COHEN & STEERS SELECT PFD & Financial Services 130,560.0 $2.5M 2.17% -2K -1.4% $19.39 -0.7%
20 VIS VANGUARD WORLD FD 7,905.0 $2.5M 2.12% +778.0 +10.9% $312.22 +7.1%
Page 1 of 4  ·  71 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 89.0%
Technology 4.5%
Real Estate 2.2%
Consumer Cyclical 1.4%
Utilities 1.2%
Consumer Defensive 0.9%
Communication Services 0.5%
Healthcare 0.2%