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Portfolio (Quarterly) Guide ↗

Uptown Financial Advisors LLC

· CIK 0002066147
13F Portfolio $126M AUM 76 positions Filed Apr 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 5 New 26 Added 13 Reduced 7 Exited
Page 4 of 4  ·  76 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 NVDA CALL NVIDIA CORPORATION Technology 1,500.0 $262K 0.21% NEW $174.40 +25.9%
62 TXN TEXAS INSTRS INC Technology 1,340.0 $260K 0.21% $194.14 +57.0%
63 XOM EXXON MOBIL CORP Energy 1,532.0 $260K 0.21% NEW $169.66 -7.9%
64 CSCO PUT CISCO SYS INC Technology 3,200.0 $248K 0.20% NEW $77.59 +52.3%
65 WFC WELLS FARGO & CO Financial Services 2,940.0 $234K 0.19% $79.61 -4.8%
66 KMI KINDER MORGAN INC DEL Energy 6,952.0 $233K 0.18% NEW $33.53 -0.1%
67 CRWV PUT COREWEAVE INC Technology 2,900.0 $225K 0.18% -4K -58.6% $77.47 +38.9%
68 BSL BLACKSTONE SENI FLTN RAT 202 Financial Services 17,320.0 $224K 0.18% $12.95 +0.8%
69 GOOGL ALPHABET INC Communication Services 778.0 $224K 0.18% $287.56 +34.8%
70 AMZN AMAZON COM INC Consumer Cyclical 1,066.0 $222K 0.18% $208.27 +28.9%
71 SPSB SPDR SERIES TRUST 7,115.0 $214K 0.17% $30.07 -0.3%
72 SPMD SPDR SERIES TRUST 3,513.0 $208K 0.17% NEW $59.22 +7.9%
73 SUB ISHARES TR 1,935.0 $206K 0.16% $106.50 -0.3%
74 QQQ INVESCO QQQ TR Financial Services 232.0 $134K 0.11% $577.18 +23.8%
75 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 11,499.0 $129K 0.10% $11.23 +0.6%
76 AVGO PUT BROADCOM INC Technology 200.0 $62K 0.05% -7K -97.1% $309.51 +33.9%
Page 4 of 4  ·  76 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Energy 32.4%
Technology 26.5%
Financial Services 25.9%
Communication Services 8.2%
Healthcare 5.5%
Consumer Cyclical 1.4%