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Portfolio (Quarterly) Guide ↗

Wernau Asset Management Inc.

· CIK 0002053236
13F Portfolio $185M AUM 49 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 23 Added 10 Reduced
Page 3 of 3  ·  49 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 EEM ISHARES TR 5,440.0 $298K 0.16% $54.71 +20.4%
42 ABBV ABBVIE INC Healthcare 1,238.0 $283K 0.15% +26.0 +2.1% $228.49 -5.6%
43 NFLX NETFLIX INC Communication Services 2,663.0 $250K 0.14% +2K +961.0% $93.75 -5.5%
44 ANNALY CAPITAL MANAGEMENT IN 10,687.0 $239K 0.13% +66.0 +0.6% $22.36
45 TIP ISHARES TR 1,977.0 $217K 0.12% +73.0 +3.8% $109.89 +0.4%
46 QQQ INVESCO QQQ TR Financial Services 350.0 $215K 0.12% $614.31 +16.8%
47 SBUX STARBUCKS CORP Consumer Cyclical 2,525.0 $213K 0.12% +69.0 +2.8% $84.22 +22.4%
48 PBA PEMBINA PIPELINE CORP Energy 5,572.0 $212K 0.12% $38.06 +30.3%
49 SCHX SCHWAB STRATEGIC TR 7,692.0 $207K 0.11% $26.91 +9.0%
Page 3 of 3  ·  49 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 41.3%
Financial Services 25.9%
Communication Services 17.6%
Healthcare 4.3%
Consumer Cyclical 3.4%
Utilities 3.1%
Consumer Defensive 2.9%
Energy 1.5%