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Portfolio (Quarterly) Guide ↗

Wernau Asset Management Inc.

· CIK 0002053236
13F Portfolio $147M AUM Filed Nov 7, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 49 New
Page 3 of 3  ·  49 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 NFLX NETFLIX INC Communication Services 251.0 $301K 0.20% NEW $1200.59 -92.6%
42 EEM ISHARES TR 5,440.0 $290K 0.20% NEW $53.40 +23.7%
43 ABBV ABBVIE INC Healthcare 1,212.0 $281K 0.19% NEW $231.54 -7.3%
44 PBA PEMBINA PIPELINE CORP Energy 5,572.0 $225K 0.15% NEW $40.46 +21.9%
45 ANNALY CAPITAL MANAGEMENT IN 10,621.0 $215K 0.15% NEW $20.21
46 TIP ISHARES TR 1,904.0 $212K 0.14% NEW $111.22 -0.8%
47 QQQ INVESCO QQQ TR Financial Services 350.0 $210K 0.14% NEW $600.37 +19.0%
48 SBUX STARBUCKS CORP Consumer Cyclical 2,456.0 $208K 0.14% NEW $84.61 +25.9%
49 SCHX SCHWAB STRATEGIC TR 7,692.0 $203K 0.14% NEW $26.34 +10.9%
Page 3 of 3  ·  49 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 41.7%
Financial Services 26.4%
Communication Services 16.0%
Healthcare 4.7%
Consumer Cyclical 3.4%
Consumer Defensive 3.2%
Utilities 3.2%
Energy 1.6%