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Portfolio (Quarterly) Guide ↗

CATHY PARETO & ASSOCIATES, INC

· CIK 0002045974
13F Portfolio $149M AUM 96 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 6 New 39 Added 27 Reduced 2 Exited
Page 3 of 5  ·  96 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 AVGO BROADCOM INC Technology 2,221.0 $688K 0.46% +16.0 +0.7% $309.63 +33.9%
42 SETM SPROTT FDS TR 20,720.0 $685K 0.46% +10K +101.5% $33.08 +5.5%
43 FXH FIRST TR EXCHANGE-TRADED FD 6,111.0 $670K 0.45% -315.0 -4.9% $109.66 +4.3%
44 ITA ISHARES TR 2,939.0 $643K 0.43% +175.0 +6.3% $218.77 +2.0%
45 VV VANGUARD INDEX FDS 2,086.0 $623K 0.42% -39.0 -1.8% $298.88 +14.3%
46 NFLX NETFLIX INC. Communication Services 6,429.0 $618K 0.41% $96.15 -7.1%
47 SCHF SCHWAB STRATEGIC TR 24,894.0 $616K 0.41% +16K +191.5% $24.75 +10.5%
48 VTV VANGUARD INDEX FDS 3,126.0 $613K 0.41% $196.20 +6.5%
49 GLD SPDR GOLD TR Financial Services 1,357.0 $584K 0.39% +20.0 +1.5% $430.29 -3.1%
50 META META PLATFORMS INC Communication Services 983.0 $563K 0.38% $572.37 +6.1%
51 EZM WISDOMTREE TR 8,173.0 $549K 0.37% $67.22 +7.1%
52 SMH VANECK ETF TRUST 1,283.0 $492K 0.33% +66.0 +5.4% $383.60 +47.9%
53 QQQ INVESCO QQQ TR Financial Services 840.0 $485K 0.33% -15.0 -1.8% $577.85 +23.7%
54 DXJ WISDOMTREE TR 3,055.0 $484K 0.33% +43.0 +1.4% $158.59 +6.7%
55 NEE NEXTERA ENERGY INC Utilities 5,089.0 $473K 0.32% +32.0 +0.6% $92.90 -3.5%
56 NVDA NVIDIA CORPORATION Technology 2,708.0 $472K 0.32% -335.0 -11.0% $174.44 +25.8%
57 VYM VANGUARD WHITEHALL FDS 3,112.0 $461K 0.31% $148.12 +6.2%
58 HDV ISHARES TR 3,185.0 $432K 0.29% +95.0 +3.1% $135.74 -79.6%
59 SDOG ALPS ETF TR 6,645.0 $432K 0.29% +251.0 +3.9% $65.04 +2.8%
60 XLK SELECT SECTOR SPDR TR 3,201.0 $425K 0.29% -187.0 -5.5% $132.91 +34.4%
Page 3 of 5  ·  96 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 44.0%
Financial Services 27.4%
Communication Services 12.0%
Consumer Cyclical 8.2%
Healthcare 2.5%
Consumer Defensive 2.5%
Energy 1.7%
Utilities 1.6%