Portfolio (Quarterly) Guide ↗

CATHY PARETO & ASSOCIATES, INC

· CIK 0002045974

13F Portfolio $149M AUM 96 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 6 New 39 Added 27 Reduced 2 Exited

Page 2 of 2 · 39 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
21	AVGO	BROADCOM INC	Technology	2,221.0	$688K	0.46%	+16.0	+0.7%	$309.63	+33.9%
22	SETM	SPROTT FDS TR	—	20,720.0	$685K	0.46%	+10K	+101.5%	$33.08	+5.5%
23	ITA	ISHARES TR	—	2,939.0	$643K	0.43%	+175.0	+6.3%	$218.77	+2.0%
24	SCHF	SCHWAB STRATEGIC TR	—	24,894.0	$616K	0.41%	+16K	+191.5%	$24.75	+10.5%
25	GLD	SPDR GOLD TR	Financial Services	1,357.0	$584K	0.39%	+20.0	+1.5%	$430.29	-3.1%
26	SMH	VANECK ETF TRUST	—	1,283.0	$492K	0.33%	+66.0	+5.4%	$383.60	+47.9%
27	DXJ	WISDOMTREE TR	—	3,055.0	$484K	0.33%	+43.0	+1.4%	$158.59	+6.7%
28	NEE	NEXTERA ENERGY INC	Utilities	5,089.0	$473K	0.32%	+32.0	+0.6%	$92.90	-3.5%
29	HDV	ISHARES TR	—	3,185.0	$432K	0.29%	+95.0	+3.1%	$135.74	-79.6%
30	SDOG	ALPS ETF TR	—	6,645.0	$432K	0.29%	+251.0	+3.9%	$65.04	+2.8%
31	SPY	STATE STR SPDR S&P 500 ETF T	Financial Services	512.0	$333K	0.22%	+16.0	+3.2%	$651.32	+14.0%
32	TSM	TAIWAN SEMICONDUCTOR MANUFAC	Technology	906.0	$306K	0.20%	+35.0	+4.0%	$337.95	+18.8%
33	BRHY	BLACKROCK ETF TRUST II	—	6,037.0	$305K	0.20%	+41.0	+0.7%	$50.48	+0.9%
34	VPU	VANGUARD WORLD FD	—	1,475.0	$292K	0.20%	+12.0	+0.8%	$198.25	-1.7%
35	VO	VANGUARD INDEX FDS	—	1,010.0	$290K	0.20%	+63.0	+6.7%	$287.28	-73.1%
36	MKL	MARKEL GROUP INC	Financial Services	142.0	$272K	0.18%	+13.0	+10.1%	$1913.30	-3.1%
37	PPA	INVESCO EXCHANGE TRADED FD T	—	1,601.0	$265K	0.18%	+27.0	+1.7%	$165.76	+1.3%
38	GPIQ	GOLDMAN SACHS ETF TR	—	4,887.0	$242K	0.16%	+100.0	+2.1%	$49.49	+16.9%
39	SLYV	SPDR SERIES TRUST	—	2,268.0	$215K	0.14%	+62.0	+2.8%	$94.59	+8.3%

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 44.0%

Financial Services 27.4%

Communication Services 12.0%

Consumer Cyclical 8.2%

Healthcare 2.5%

Consumer Defensive 2.5%

Energy 1.7%

Utilities 1.6%