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Portfolio (Quarterly) Guide ↗

JIM SAULNIER & ASSOCIATES, LLC

· CIK 0002044420
13F Portfolio $193M AUM 139 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 50 Added 31 Reduced 9 Exited
Page 7 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IJH ISHARES TR 3,986.0 $263K 0.14% +86.0 +2.2% $66.00 +10.5%
122 RSP INVESCO EXCHANGE TRADED FD T 1,370.0 $262K 0.14% +11.0 +0.8% $191.54 +6.9%
123 LLY ELI LILLY & CO Healthcare 239.0 $257K 0.13% NEW $1075.01 -3.1%
124 SCHA SCHWAB STRATEGIC TR 8,846.0 $252K 0.13% NEW $28.48 +16.5%
125 BNDX VANGUARD CHARLOTTE FDS 5,159.0 $249K 0.13% +840.0 +19.4% $48.32 -0.7%
126 IXUS ISHARES TR 2,945.0 $249K 0.13% $84.64 +12.4%
127 DOCT FIRST TR EXCHNG TRADED FD VI 5,549.0 $246K 0.13% NEW $44.29 +4.5%
128 VUG VANGUARD INDEX FDS 493.0 $240K 0.12% NEW $487.43 -82.1%
129 AUGT AIM ETF PRODUCTS TRUST 6,670.0 $238K 0.12% $35.64 +5.4%
130 AVUV AMERICAN CENTY ETF TR 2,289.0 $233K 0.12% $102.00 +16.9%
131 EMXC ISHARES INC 3,193.0 $232K 0.12% NEW $72.69 +31.5%
132 FEBT AIM ETF PRODUCTS TRUST 6,048.0 $230K 0.12% $38.10 +7.0%
133 USMV ISHARES TR 2,443.0 $230K 0.12% $94.18 +2.0%
134 FITB FIFTH THIRD BANCORP Financial Services 4,915.0 $230K 0.12% NEW $46.81 +5.0%
135 SLYV SPDR SERIES TRUST 2,523.0 $230K 0.12% +16.0 +0.6% $90.97 +12.6%
136 IJR ISHARES TR 1,828.0 $220K 0.11% +18.0 +1.0% $120.18 +13.4%
137 XLK SELECT SECTOR SPDR TR 1,482.0 $213K 0.11% +674.0 +83.4% $143.97 +24.1%
138 ET ENERGY TRANSFER L P Energy 12,468.0 $206K 0.11% +240.0 +2.0% $16.49 +21.4%
139 CAPITAL SOUTHWEST CORP 10,000.0 $10K 0.01% NEW $0.99
Page 7 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 49.0%
Financial Services 17.1%
Healthcare 15.3%
Consumer Cyclical 9.4%
Communication Services 5.7%
Energy 3.4%