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Portfolio (Quarterly) Guide ↗

Breakwater Investment Management

· CIK 0002025925
13F Portfolio $276M AUM 497 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 91 New 52 Added 66 Reduced 124 Exited
Page 6 of 25  ·  497 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 VOO VANGUARD INDEX FDS 219.0 $137K 0.05% $627.13 +7.6%
102 BAC BANK AMERICA CORP Financial Services 2,433.0 $134K 0.05% +48.0 +2.0% $55.00 -7.8%
103 AMP AMERIPRISE FINL INC Financial Services 262.0 $128K 0.05% $490.34 -5.4%
104 QQQ INVESCO QQQ TR Financial Services 208.0 $128K 0.05% $614.31 +14.2%
105 REET ISHARES TR 4,879.0 $122K 0.04% $24.95 +8.3%
106 IAU ISHARES GOLD TR Financial Services 1,480.0 $120K 0.04% $81.17 +3.9%
107 SBUX STARBUCKS CORP Consumer Cyclical 1,422.0 $120K 0.04% $84.21 +26.6%
108 VO VANGUARD INDEX FDS 404.0 $117K 0.04% $290.22 -73.7%
109 EBND SPDR SERIES TRUST 5,485.0 $117K 0.04% +825.0 +17.7% $21.37 -3.7%
110 CSCO CISCO SYS INC Technology 1,494.0 $115K 0.04% -517.0 -25.7% $77.03 +54.3%
111 EMHC SPDR SERIES TRUST 4,516.0 $115K 0.04% NEW $25.46 -2.5%
112 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 394.0 $113K 0.04% $287.25 +10.8%
113 FLR FLUOR CORP NEW Industrials 2,700.0 $107K 0.04% $39.63 +11.9%
114 AGG ISHARES TR 1,033.0 $103K 0.04% $99.86 -2.2%
115 EFA ISHARES TR 1,063.0 $102K 0.04% $96.03 +6.1%
116 MA MASTERCARD INCORPORATED Financial Services 178.0 $102K 0.04% $570.88 -11.4%
117 SCHR SCHWAB STRATEGIC TR 3,926.0 $98K 0.04% -370.0 -8.6% $25.08 -2.5%
118 ADBE ADOBE INC Technology 281.0 $98K 0.04% $349.99 -27.1%
119 SPTB SPDR SERIES TRUST 3,183.0 $97K 0.04% $30.43 -2.4%
120 BWX SPDR SERIES TRUST 4,247.0 $96K 0.04% +1K +51.3% $22.53 -3.5%
Page 6 of 25  ·  497 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.4%
Financial Services 26.1%
Consumer Cyclical 17.1%
Communication Services 6.3%
Healthcare 3.1%
Industrials 1.5%
Consumer Defensive 1.2%
Energy 0.8%
Basic Materials 0.3%
Utilities 0.1%