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Portfolio (Quarterly) Guide ↗

Breakwater Investment Management

· CIK 0002025925
13F Portfolio $276M AUM 497 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 91 New 52 Added 66 Reduced 124 Exited
Page 4 of 25  ·  497 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 VGT VANGUARD WORLD FD 597.0 $450K 0.16% $753.78 -85.2%
62 AAXJ ISHARES TR 4,761.0 $443K 0.16% $93.12 +19.6%
63 STPZ PIMCO ETF TR 8,219.0 $441K 0.16% $53.66 +0.5%
64 JIVE J P MORGAN EXCHANGE TRADED F 5,393.0 $433K 0.16% +2K +40.9% $80.28 +12.9%
65 AAPL APPLE INC Technology 1,584.0 $431K 0.16% -28.0 -1.7% $271.86 +10.0%
66 GOOG ALPHABET INC Communication Services 1,232.0 $387K 0.14% $313.80 +25.3%
67 PLTR PALANTIR TECHNOLOGIES INC Technology 2,092.0 $372K 0.14% $177.75 -24.0%
68 IWM ISHARES TR 1,504.0 $370K 0.13% $246.16 +10.9%
69 SPBO SPDR SERIES TRUST 12,332.0 $362K 0.13% +179.0 +1.5% $29.34 -2.5%
70 WOOD ISHARES TR 4,792.0 $345K 0.12% $72.01 -10.3%
71 IVV ISHARES TR 449.0 $308K 0.11% $684.94 +7.6%
72 EMB ISHARES TR 3,182.0 $306K 0.11% +155.0 +5.1% $96.28 -2.1%
73 OMER OMEROS CORP Healthcare 17,048.0 $293K 0.11% $17.18 -31.9%
74 META META PLATFORMS INC Communication Services 435.0 $287K 0.10% -3.0 -0.7% $660.09 -7.4%
75 DGRW WISDOMTREE TR 3,162.0 $283K 0.10% $89.43 +6.5%
76 PRF INVESCO EXCHANGE TRADED FD T 5,600.0 $263K 0.10% $46.92 +11.2%
77 ISRG INTUITIVE SURGICAL INC Healthcare 451.0 $255K 0.09% $566.36 -22.3%
78 IOO ISHARES TR 1,990.0 $252K 0.09% $126.67 +10.5%
79 SPEM SPDR INDEX SHS FDS 5,165.0 $242K 0.09% +282.0 +5.8% $46.81 +7.7%
80 FNDB SCHWAB STRATEGIC TR 8,943.0 $238K 0.09% $26.57 +11.1%
Page 4 of 25  ·  497 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.4%
Financial Services 26.1%
Consumer Cyclical 17.1%
Communication Services 6.3%
Healthcare 3.1%
Industrials 1.5%
Consumer Defensive 1.2%
Energy 0.8%
Basic Materials 0.3%
Utilities 0.1%