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Portfolio (Quarterly) Guide ↗

Breakwater Investment Management

· CIK 0002025925
13F Portfolio $271M AUM Filed Oct 3, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 530 New
Page 4 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 VGT VANGUARD WORLD FD 597.0 $446K 0.16% NEW $746.63 -84.8%
62 STPZ PIMCO ETF TR 8,219.0 $445K 0.16% NEW $54.18 -0.2%
63 AAXJ ISHARES TR 4,761.0 $434K 0.16% NEW $91.22 +23.6%
64 AAPL APPLE INC Technology 1,612.0 $410K 0.15% NEW $254.63 +17.9%
65 PLTR PALANTIR TECHNOLOGIES INC Technology 2,092.0 $382K 0.14% NEW $182.42 -26.7%
66 IWM ISHARES TR 1,504.0 $364K 0.13% NEW $241.96 +14.7%
67 SPBO SPDR SERIES TRUST 12,153.0 $360K 0.13% NEW $29.63 -2.9%
68 WOOD ISHARES TR 4,792.0 $352K 0.13% NEW $73.41 -11.3%
69 META META PLATFORMS INC Communication Services 438.0 $322K 0.12% NEW $734.38 -15.8%
70 IVV ISHARES TR 449.0 $301K 0.11% NEW $669.30 +10.9%
71 GOOG ALPHABET INC Communication Services 1,232.0 $300K 0.11% NEW $243.55 +63.1%
72 JIVE J P MORGAN EXCHANGE TRADED F 3,829.0 $289K 0.11% NEW $75.40 +20.4%
73 EMB ISHARES TR 3,027.0 $288K 0.11% NEW $95.19 -0.5%
74 DGRW WISDOMTREE TR 3,162.0 $281K 0.10% NEW $88.96 +7.7%
75 PRF INVESCO EXCHANGE TRADED FD T 5,600.0 $253K 0.09% NEW $45.21 +15.5%
76 NVDA NVIDIA CORPORATION Technology 1,307.0 $244K 0.09% NEW $186.58 +26.3%
77 IOO ISHARES TR 1,990.0 $239K 0.09% NEW $120.01 +17.3%
78 FNDB SCHWAB STRATEGIC TR 8,943.0 $230K 0.09% NEW $25.74 +14.8%
79 SPEM SPDR INDEX SHS FDS 4,883.0 $229K 0.08% NEW $46.81 +8.6%
80 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 380.0 $226K 0.08% NEW $596.03 +10.6%
Page 4 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.6%
Financial Services 24.4%
Consumer Cyclical 15.8%
Communication Services 5.1%
Healthcare 2.1%
Industrials 1.6%
Consumer Defensive 1.2%
Energy 0.8%
Basic Materials 0.3%
Utilities 0.1%