Portfolio (Quarterly) Guide ↗

PFG Investments, LLC

· CIK 0001973224

13F Portfolio $2.1B AUM 1,191 positions Filed Apr 27, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 131 New 502 Added 393 Reduced 90 Exited

Page 4 of 5 · 90 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
61	FMN	FEDERATED HERMES PREM MUNI I	Financial Services	15,700	$174K	0.01%	SOLD
62	OI	O-I GLASS INC	Consumer Cyclical	11,625	$172K	0.01%	SOLD
63	—	BLUE OWL TECHNOLOGY FIN CORP	—	11,682	$170K	0.01%	SOLD
64	—	INFLECTION POINT ACQUISITION	—	15,000	$161K	0.01%	SOLD
65	VFL	ABRDN NATL MUN INCOME FD	Financial Services	15,000	$154K	0.01%	SOLD
66	—	TIDAL TRUST II	—	40,000	$154K	0.01%	SOLD
67	AFB	ALLIANCEBERNSTEIN NATL MUN I	Financial Services	14,043	$152K	0.01%	SOLD
68	MFM	MFS MUN INCOME TR	Financial Services	27,176	$148K	0.01%	SOLD
69	WEA	WESTERN ASSET PREMIER BD FD	Financial Services	13,083	$144K	0.01%	SOLD
70	CXE	MFS HIGH INCOME MUN TR	Financial Services	34,700	$128K	0.01%	SOLD
71	—	BLUE OWL CAPITAL CORPORATION	—	10,272	$128K	0.01%	SOLD
72	—	BLACKROCK LONG-TERM MUN ADVA	—	13,062	$121K	0.01%	SOLD
73	—	BLACKROCK N Y MUN INCOME TRU	—	11,793	$120K	0.01%	SOLD
74	VTN	INVESCO TR INVT GRADE NEW YO	Financial Services	10,300	$119K	0.01%	SOLD
75	BDJ	BLACKROCK ENHANCED EQUITY DI	Financial Services	10,793	$102K	0.01%	SOLD
76	NBH	NEUBERGER MUN FD INC	Financial Services	10,000	$101K	0.01%	SOLD
77	ALDX	ALDEYRA THERAPEUTICS INC	Healthcare	15,500	$80K	0.00%	SOLD
78	PBYI	PUMA BIOTECHNOLOGY INC	Healthcare	12,000	$71K	0.00%	SOLD
79	—	JAMES RIV GROUP HOLDINGS INC	—	11,175	$71K	0.00%	SOLD
80	IDN	INTELLICHECK INC	Technology	10,500	$70K	0.00%	SOLD

Page 4 of 5 · 90 positions

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Sector Allocation

Technology 28.9%

Financial Services 22.5%

Consumer Cyclical 9.1%

Healthcare 6.9%

Industrials 6.4%

Communication Services 6.1%

Consumer Defensive 5.8%

Energy 5.5%

Utilities 4.3%

Real Estate 2.5%