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Portfolio (Quarterly) Guide ↗

GEM Asset Management, LLC

· CIK 0001963319
13F Portfolio $224M AUM 107 positions Filed Jan 9, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 107 New
Page 6 of 6  ·  107 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 SCHD SCHWAB STRATEGIC TR 7,435.0 $207K 0.09% NEW $27.90 +17.3%
102 GOOG ALPHABET INC Communication Services 636.0 $205K 0.09% NEW $322.68 +18.5%
103 ARTY ISHARES TR 4,015.0 $202K 0.09% NEW $50.33 +41.6%
104 AVGO BROADCOM INC Technology 584.0 $201K 0.09% NEW $343.55 +22.7%
105 HON HONEYWELL INTL INC Industrials 1,003.0 $200K 0.09% NEW $199.51 +16.3%
106 DNP DNP SELECT INCOME FD INC Financial Services 11,082.0 $109K 0.05% NEW $9.83 +10.8%
107 SLDP SOLID POWER INC Industrials 10,000.0 $50K 0.02% NEW $5.04 -36.7%
Page 6 of 6  ·  107 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Defensive 38.9%
Financial Services 27.2%
Technology 17.0%
Healthcare 4.3%
Consumer Cyclical 4.2%
Communication Services 3.3%
Industrials 2.5%
Utilities 1.8%
Energy 0.8%