Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596

13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited

Page 7 of 7 · 139 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
121	ICLO	INVESCO ACTIVELY MANAGED EXC	—	12,093.0	$309K	0.07%	+4K	+44.2%	$25.58	+0.3%
122	RDN	RADIAN GROUP INC	Financial Services	8,125.0	$306K	0.07%	+920.0	+12.8%	$37.67	-6.1%
123	EOG	EOG RES INC	Energy	2,318.0	$301K	0.07%	+684.0	+41.9%	$129.72	+18.5%
124	RMIF	ETF SER SOLUTIONS	—	12,427.0	$300K	0.07%	+291.0	+2.4%	$24.17	-0.3%
125	WTV	WISDOMTREE TR	—	2,828.0	$288K	0.07%	+216.0	+8.3%	$101.70	+5.8%
126	EOS	EATON VANCE ENHANCED EQUITY	Financial Services	13,011.0	$287K	0.07%	+66.0	+0.5%	$22.04	-4.9%
127	ABT	ABBOTT LABORATORIES	Healthcare	3,005.0	$273K	0.06%	+21.0	+0.7%	$90.75	+12.5%
128	FNDF	SCHWAB STRATEGIC TR	—	4,982.0	$263K	0.06%	+30.0	+0.6%	$52.76	+4.7%
129	BIV	VANGUARD BD INDEX FDS	—	3,426.0	$263K	0.06%	+425.0	+14.2%	$76.71	-3.6%
130	EAT	BRINKER INTL INC	Consumer Cyclical	1,526.0	$256K	0.06%	+31.0	+2.1%	$168.00	+21.1%
131	APOS	APOLLO GLOBAL MGMT INC	—	2,131.0	$252K	0.06%	+305.0	+16.7%	$118.31	—
132	TJX	TJX COS INC NEW	Consumer Cyclical	1,614.0	$245K	0.06%	+61.0	+3.9%	$151.50	-17.7%
133	WM	WASTE MGMT INC DEL	Industrials	968.0	$216K	0.05%	+9.0	+0.9%	$222.94	-2.6%
134	T	AT&T INC	Communication Services	10,020.0	$207K	0.05%	+288.0	+3.0%	$20.70	+29.1%
135	EVTR	MORGAN STANLEY ETF TRUST	—	4,019.0	$204K	0.05%	+48.0	+1.2%	$50.71	-3.0%
136	IGD	VOYA GLBL EQTY DIV & PREM OP	Financial Services	20,811.0	$128K	0.03%	+429.0	+2.1%	$6.14	+4.1%
137	NEXT	NEXTDECADE CORP	Energy	15,221.0	$115K	0.03%	+391.0	+2.6%	$7.54	-5.2%
138	BBDC	BARINGS BDC INC	Financial Services	11,797.0	$101K	0.02%	+354.0	+3.1%	$8.52	+2.5%
139	AMAX	STARBOARD INVT TR	—	12,323.0	$91K	0.02%	+115.0	+0.9%	$7.40	+1.2%

Page 7 of 7 · 139 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 36.2%

Financial Services 22.1%

Healthcare 9.5%

Industrials 7.4%

Consumer Cyclical 6.7%

Energy 5.2%

Consumer Defensive 4.5%

Communication Services 4.1%

Utilities 2.0%

Basic Materials 1.8%