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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 26 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 STEM INC 2.0 $30.0 $15.00
502 BWA BORGWARNER INC Consumer Cyclical $29.0 NEW
503 HRB BLOCK H & R INC Consumer Cyclical $28.0 NEW
504 QSIG WISDOMTREE TR $26.0 -100.0%
505 SITE CTRS CORP 4.0 $25.0 $6.25
506 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 9.0 $24.0 $2.67 +63.9%
507 MVIS MICROVISION INC DEL Technology 25.0 $20.0 $0.80 -20.0%
508 BUD ANHEUSER BUSCH INBEV SA/NV Consumer Defensive $19.0 NEW
509 MIDCAP FINANCIAL INVSTMNT CO 1.0 $16.0 $16.00
510 WOOF PETCO HEALTH & WELLNESS CO I Consumer Cyclical 5.0 $14.0 $2.80 -1.4%
511 ACA ARCOSA INC Industrials $12.0 NEW
512 BITO PROSHARES TR 1.0 $12.0 $12.00 -14.9%
513 GREENLANE HLDGS INC 8.0 $12.0 +6.0 +300.0% $1.50
514 STZ CONSTELLATION BRANDS INC Consumer Defensive $7.0 NEW
515 PLBY PLAYBOY INC Consumer Cyclical 4.0 $7.0 $1.75 -24.0%
516 ALBT AVALON GLOBOCARE CORP Real Estate 5.0 $6.0 $1.20 -70.7%
517 TXMD THERAPEUTICSMD INC Healthcare 2.0 $3.0 $1.50 +40.7%
518 TRN TRINITY INDS INC Industrials NEW
519 OPENDOOR TECHNOLOGIES INC 1.0 NEW
520 OPENDOOR TECHNOLOGIES INC 1.0 NEW
Page 26 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%