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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 14 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 VO VANGUARD INDEX FDS 65.0 $19K 0.01% $290.22 -73.0%
262 DFAT DIMENSIONAL ETF TRUST 309.0 $18K 0.01% $59.54 +13.4%
263 DTE DTE ENERGY CO Utilities 142.0 $18K 0.01% $128.98 +12.6%
264 IWR ISHARES TR 190.0 $18K 0.01% $96.27 +10.8%
265 UNP UNION PAC CORP Industrials 79.0 $18K 0.01% +7.0 +9.7% $231.32 +20.8%
266 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 206.0 $18K 0.01% NEW $88.21 +18.5%
267 FNDX SCHWAB STRATEGIC TR 645.0 $18K 0.01% $27.21 +13.8%
268 UNILEVER PLC 266.0 $17K 0.01% NEW $65.40
269 DHR DANAHER CORPORATION Healthcare 74.0 $17K 0.01% $228.92 -24.4%
270 TJX TJX COS INC NEW Consumer Cyclical 110.0 $17K 0.01% $153.61 +2.2%
271 IXC ISHARES TR 400.0 $17K 0.01% -4.0 -1.0% $41.93 +28.3%
272 XBI SPDR SERIES TRUST 135.0 $16K 0.01% $121.93 +10.3%
273 KEYS KEYSIGHT TECHNOLOGIES INC Technology 81.0 $16K 0.01% $203.19 +71.1%
274 OTTR OTTER TAIL CORP Utilities 196.0 $16K 0.01% +2.0 +1.0% $80.82 +9.0%
275 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 50.0 $15K 0.01% $303.88 +39.1%
276 D DOMINION ENERGY INC Utilities 258.0 $15K 0.01% -15.0 -5.5% $58.59 +14.7%
277 WU WESTERN UN CO Financial Services 1,609.0 $15K 0.01% $9.31 -11.4%
278 SPYG SPDR SERIES TRUST 136.0 $15K 0.01% -165.0 -54.8% $106.70 +12.2%
279 ARKX ARK ETF TR 499.0 $14K 0.01% $28.98 +25.6%
280 ADC AGREE RLTY CORP Real Estate 200.0 $14K 0.01% $72.03 +4.0%
Page 14 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%