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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 10 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 AMD ADVANCED MICRO DEVICES INC Technology 213.0 $46K 0.02% -15.0 -6.6% $214.16 +131.4%
182 IUSV ISHARES TR 444.0 $46K 0.02% $102.73 +7.5%
183 EEM ISHARES TR 832.0 $46K 0.02% -105.0 -11.2% $54.71 +25.0%
184 IVE ISHARES TR 209.0 $44K 0.02% -99.0 -32.1% $212.07 +7.5%
185 TROW PRICE T ROWE GROUP INC Financial Services 426.0 $44K 0.02% $102.38 +2.1%
186 NBIX NEUROCRINE BIOSCIENCES INC Healthcare 305.0 $43K 0.02% $141.83 +9.9%
187 DFAI DIMENSIONAL ETF TRUST 1,120.0 $43K 0.02% $38.11 +9.7%
188 COP CONOCOPHILLIPS Energy 448.0 $42K 0.02% +13.0 +3.0% $93.67 +22.9%
189 KRG KITE RLTY GROUP TR Real Estate 1,748.0 $42K 0.02% $23.97 +14.9%
190 HIG HARTFORD INSURANCE GROUP INC Financial Services 300.0 $41K 0.02% $137.80 -4.4%
191 C CITIGROUP INC Financial Services 351.0 $41K 0.02% +20.0 +6.0% $116.70 +7.4%
192 SLB SLB LIMITED Energy 1,058.0 $41K 0.02% $38.39 +47.2%
193 EFA ISHARES TR 419.0 $40K 0.02% $96.03 +9.1%
194 VGT VANGUARD WORLD FD 53.0 $40K 0.02% -33.0 -38.4% $753.77 -84.4%
195 DSM BNY MELLON STRATEGIC MUN BD Financial Services 6,460.0 $40K 0.02% $6.17 -1.3%
196 NOW SERVICENOW INC Technology 260.0 $40K 0.02% +208.0 +400.0% $153.19 -33.3%
197 CRWD CROWDSTRIKE HLDGS INC Technology 84.0 $39K 0.02% $468.75 +37.7%
198 WELL WELLTOWER INC Real Estate 207.0 $38K 0.02% +12.0 +6.2% $185.61 +17.5%
199 UBER UBER TECHNOLOGIES INC Technology 465.0 $38K 0.02% $81.71 -13.4%
200 SYK STRYKER CORPORATION Healthcare 106.0 $38K 0.02% $354.01 -13.6%
Page 10 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%