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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $196M AUM Filed Oct 17, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 530 New
Page 14 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 STIP ISHARES TR 200.0 $21K 0.01% NEW $103.36 +0.2%
262 MGK VANGUARD WORLD FD 50.0 $20K 0.01% NEW $402.42 -77.5%
263 CFG CITIZENS FINL GROUP INC Financial Services 378.0 $20K 0.01% NEW $53.16 +17.7%
264 DTE DTE ENERGY CO Utilities 142.0 $20K 0.01% NEW $141.43 +2.1%
265 RIOT RIOT PLATFORMS INC Financial Services 1,055.0 $20K 0.01% NEW $19.03 +48.0%
266 DFUV DIMENSIONAL ETF TRUST 448.0 $20K 0.01% NEW $44.69 +20.3%
267 BCBP BCB BANCORP INC Financial Services 2,228.0 $19K 0.01% NEW $8.68 +19.1%
268 XLY SELECT SECTOR SPDR TR 80.0 $19K 0.01% NEW $239.64 -49.3%
269 VO VANGUARD INDEX FDS 65.0 $19K 0.01% NEW $293.74 -73.1%
270 PR PERMIAN RESOURCES CORP Energy 1,471.0 $19K 0.01% NEW $12.80 +52.0%
271 IWR ISHARES TR 190.0 $18K 0.01% NEW $96.55 +11.2%
272 DFAT DIMENSIONAL ETF TRUST 309.0 $18K 0.01% NEW $58.21 +16.1%
273 UL UNILEVER PLC Consumer Defensive 300.0 $18K 0.01% NEW $59.28 -3.1%
274 MFC MANULIFE FINL CORP Financial Services 555.0 $17K 0.01% NEW $31.15 +23.9%
275 RCS PIMCO STRATEGIC INCOME FD Financial Services 2,245.0 $17K 0.01% NEW $7.59 -28.8%
276 UNP UNION PAC CORP Industrials 72.0 $17K 0.01% NEW $236.36 +13.7%
277 FNDX SCHWAB STRATEGIC TR 645.0 $17K 0.01% NEW $26.30 +18.1%
278 IXC ISHARES TR 404.0 $17K 0.01% NEW $41.75 +29.4%
279 D DOMINION ENERGY INC Utilities 273.0 $17K 0.01% NEW $61.17 +10.9%
280 ISRG INTUITIVE SURGICAL INC Healthcare 36.0 $16K 0.01% NEW $447.22 -5.8%
Page 14 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.8%
Financial Services 23.2%
Consumer Defensive 9.8%
Communication Services 8.0%
Healthcare 5.8%
Consumer Cyclical 4.0%
Energy 4.0%
Industrials 3.7%
Utilities 3.1%
Basic Materials 1.3%