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Portfolio (Quarterly) Guide ↗

Herold Advisors, Inc.

· CIK 0001891713
13F Portfolio $506M AUM 273 positions Filed Jul 22, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 18 New 102 Added 81 Reduced 8 Exited
Page 14 of 14  ·  273 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 KIO KKR INCOME OPPORTUNITIES FD Financial Services 14,440.0 $163K 0.03% +2K +20.1% $11.29 -2.2%
262 AUR AURORA INNOVATION INC Technology 23,500.0 $160K 0.03% NEW $6.81 -11.6%
263 VTN INVESCO TR INVT GRADE NEW YO Financial Services 13,488.0 $156K 0.03% NEW $11.57 -5.2%
264 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 13,677.0 $135K 0.03% $9.87 -0.1%
265 MYI BLACKROCK MUNIYIELD QUALITY Financial Services 11,535.0 $129K 0.03% NEW $11.18 -3.5%
266 JOBY JOBY AVIATION INC Industrials 10,000.0 $89K 0.02% $8.90 -16.1%
267 PNI PIMCO NEW YORK MUN FD II Financial Services 11,871.0 $85K 0.02% +486.0 +4.3% $7.16 -4.2%
268 EBS EMERGENT BIOSOLUTIONS INC Healthcare 10,000.0 $84K 0.02% $8.40 -42.7%
269 GUT GABELLI UTIL TR Financial Services 11,212.0 $76K 0.01% $6.78 -5.1%
270 ACHR ARCHER AVIATION INC Industrials 15,500.0 $73K 0.01% $4.71 +31.2%
271 JFB JFB CONSTR HLDGS Real Estate 15,000.0 $72K 0.01% $4.80 -16.8%
272 AGH AUREUS GREENWAY HLDGS INC Consumer Cyclical 15,000.0 $60K 0.01% $4.00 +8.2%
273 GCV GABELLI CONV & INC SECS FD I Financial Services 10,601.0 $50K 0.01% $4.72 -2.0%
Page 14 of 14  ·  273 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 16.2%
Healthcare 12.8%
Industrials 8.0%
Communication Services 7.7%
Energy 7.3%
Consumer Defensive 5.6%
Consumer Cyclical 5.6%
Utilities 4.1%
Real Estate 1.5%