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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $631M AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 327 New
Page 5 of 17  ·  327 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 MMM 3M CO Industrials 6,866.0 $1.1M 0.17% NEW $155.19 -6.5%
82 AEE AMEREN CORP Utilities 10,166.0 $1.1M 0.17% NEW $104.38 +1.9%
83 VTIP VANGUARD MALVERN FDS 20,829.0 $1.1M 0.17% NEW $50.63 -0.5%
84 IDR IDAHO STRATEGIC RESOURCES Basic Materials 30,230.0 $1.0M 0.17% NEW $34.48 +29.3%
85 BK BANK NEW YORK MELLON CORP Financial Services 9,398.0 $1.0M 0.16% NEW $108.96 +23.9%
86 VTV VANGUARD INDEX FDS 5,486.0 $1.0M 0.16% NEW $186.49 +10.8%
87 LZ LEGALZOOM COM INC Industrials 98,132.0 $1.0M 0.16% NEW $10.43 -43.6%
88 SONO SONOS INC Technology 58,397.0 $1.0M 0.16% NEW $17.37 -15.4%
89 HZO MARINEMAX INC Consumer Cyclical 38,468.0 $1.0M 0.16% NEW $26.22 +29.7%
90 DELL DELL TECHNOLOGIES INC Technology 7,051.0 $1000K 0.16% NEW $141.77 +74.9%
91 ICSH ISHARES TR 19,629.0 $996K 0.16% NEW $50.75 -0.5%
92 AMP AMERIPRISE FINL INC Financial Services 2,020.0 $992K 0.16% NEW $491.25 -4.2%
93 CMCSA COMCAST CORP NEW Communication Services 31,054.0 $976K 0.15% NEW $31.42 -21.2%
94 SNOW SNOWFLAKE INC Technology 4,312.0 $973K 0.15% NEW $225.55 -33.2%
95 CIFR CIPHER MINING INC Financial Services 74,951.0 $944K 0.15% NEW $12.59 +61.5%
96 SPLV INVESCO EXCH TRADED FD TR II 12,674.0 $931K 0.15% NEW $73.48 -1.5%
97 VIGI VANGUARD WHITEHALL FDS 10,307.0 $923K 0.15% NEW $89.57 +2.9%
98 IWP ISHARES TR 6,429.0 $916K 0.14% NEW $142.40 -4.4%
99 HD HOME DEPOT INC Consumer Cyclical 2,191.0 $888K 0.14% NEW $405.23 -24.9%
100 WH WYNDHAM HOTELS & RESORTS INC Consumer Cyclical 11,002.0 $879K 0.14% NEW $79.90 +0.9%
Page 5 of 17  ·  327 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.5%
Technology 24.2%
Industrials 9.9%
Healthcare 8.8%
Consumer Cyclical 8.3%
Communication Services 6.7%
Energy 4.9%
Basic Materials 3.6%
Consumer Defensive 2.4%
Utilities 0.6%